Poverty traps at multiple scales

Welfare dynamics under the poverty trap hypothesis. From Barrett and Swallow 2006

Christopher Barrett and Brent Swallow recently published an interesting paper in World Development on what the authors term ‘Fractal poverty traps’. These are the sort of poverty traps that develops where multiple dynamic equilibria exist simultaneously at multiple scales of analysis. The figure to right shows welfare dynamics under the poverty traps hypothesis.

The authors argue that the strategies that people choose depends on their assets as well as on the risks that they have to deal with, and they give the following example (from Lybbert et al. 1004):

Lybbert, Barrett, Desta, and Coppock (2004) demonstrate that southern Ethiopian pastoralists face two strategies— migratory or sedentarized pastoralism—reflecting two different dynamic wealth equilibria. The dynamic wealth equilibrium associated with migration is relatively high, while that associated with sedentarization is low. Pastoralists prefer not to sedentarize, but if they start off with too small a herd or lose too many animals to drought, disease or (human or wildlife) predators, the superior strategy of transhumant grazing is not accessible to them, for reasons Lybbert et al. (2004) explain. Poorer pastoralists therefore adopt a sedentarization strategy and predictably settle into a low-level wealth equilibrium. The key to understanding the genesis of poverty traps therefore lies in understanding the nature of transitions—or, more importantly, the absence of transitions—between strategies. Why do some pastoralists remain mobile while others do not? Why do some farmers adopt improved production technologies or enter high value-added marketing channels while others do not? What are the barriers that effectively preclude adoption of superior strategies?

According to the authors this is a reason why the UN Millennium Project final report emphasises the need for large initial investments – to push poor individuals, communities, and nations over thresholds so that different strategies become available and feasible. This is particularly important in situations of ‘fractal’ poverty traps:

Small adjustments at any one of these levels are unlikely to move the system away from its dominant, stable dynamic equilibrium. Governments, markets and communities are simultaneously weak in places characterized by fractal poverty traps. No unit operates at a high-level equilibrium in such a system. All seem simultaneously trapped in low-level equilibria.

They suggest four interrelated poverty reduction strategies:

First, it is possible that significant but shortlived transfers to individuals, households, communities, and nations caught in low-level equilibria can enable them to cross crucial thresholds presently inaccessible to them and thereby make it feasible for them to switch to positive growth trajectories that can carry them out of persistent poverty. …

Second, public agencies need to assess the possibilities for eliminating or moving thresholds through interventions at aggregate scales that make previously inaccessible strategies feasible at more disaggregated scales. …
Third, there is a critical need for effective safety nets set above critical thresholds so as to prevent people from falling unexpectedly into chronic poverty. Safety nets that can prevent the non-poor from falling into poverty in response to uninsured shocks should be included in poverty reduction strategies. …

Finally, fractal poverty traps carry important implications for decentralization. … Prioritization exercises must take place at multiple scales and there must be serious attempts to integrate these, not just cursory exercises as has too often been the case.

Bruce Mau @ McGill

Bruce Mau, a Canadian designer, recently gave the McGill School of the Environment‘s annual Environment Public Lecture at McGill University, on the ‘Future of Environmental Design,’ based upon the Massive Change exhibit developed for the Vancouver Art Gallery. The show was at the Art Gallery on Ontario in 2005, and will be at the Museum of Contemporary Art Chicago, in the fall of 2006.

The Massive Change project takes an optimistic, design oriented look at global social and environmental problems and suggests there are many existing resources and abilities that can be mobilized to improve the global human well-being, in areas such as transportation, cities, and manufacturing. My favourite part of the Massive Change exhibit was the visualization room – which filled the walls and floor of a room:

Visual Room VAG

The room is set up like a three-dimensional electromagnetic spectrum. The images made from low frequency waves (radio waves) are near the entrance, images made with visible light (red, orange, yellow…) are in the middle of the room, and images made using high frequency waves (gamma waves) are near the exit of the room.

Massive Change is oriented towards market based technological solutions to environmental problems and therefore in the language of the Millennium Ecosystem Assessment, it fits withthe TechnoGarden scenario, and indeed addresses many of the same issues, such as bus-rapid transit systems.

The exhbit/book/radio show/website were developed by Bruce Mau and a group of design students.

After hearing from Bruce Mau about the what the students did in these project I was inspired to try and build on our project courses in the McGill School of the Environment.
I think it would be great if we could run a similar type of workshop course here at McGill. That is a course that would encourage a team of students (somewhere between 7-25) to imagine what a sustainable McGill or Montreal could look like, and how we could get there over the next (5 – 25 years) and make there visions/proposal/syntheses into a series of public products such as an exhibit (ideally on the streets of Montreal), lecture series, a book, and website. I think they could build upon lots of work in synthesis and communication done by Massive Change, the Millennium Ecosystem Assessment, WorldChanging, and many others, to develop practical proposals for McGill and Montreal.

It is also interesting to think about what type of resilience oriented course with a larger international vision could be developed as a Resilience Alliance project. In either case, there are many details of time, money, and credit to work. But I think, there is a lot of potential for learning and innovation in real world, positive, synthetic courses.
—–

Some other articles on Bruce Mau and Massive Change:
From architecture/design magazine MetropolisMag.comAt the Parsons Table with Bruce Mau, and from the business magazine Fast Company, Making a Map to a New World.

Ecosystem Tradeoffs and Synergisms in Agriculture

How can we feed ourselves without degrading other ecosystem services? This critical question has often been couched as a debate between maximizing production through high input/high efficiency agricultural systems versus minimizing impact by practicing less intensive but more extensive farming. (See Balmford et al. 2005 “Sparing land for nature: exploring the potential impact of changes in agricultural yield on the area needed for crop production” in Global Change Biology 11:1594-1605. or RE Green et al. “Farming and the fate of wild nature” in Science 28:550-555.)

However, a new paper by Pretty and colleagues in Environmental Science and Technology indicates that this debate may miss important opportunities for achieving win-win solution in developing countries. (J.N. Pretty, A.D. Noble, D. Bossio, J. Dixon, R.E. Hine, F.W.T. Penning De Vries, and J.I.L. Morrison. 2006. Resource-conserving agriculture increases yields in developing countries.)

Focusing on the use of seven different resource-conserving technologies (Pest control management, integrated nutrient management, conservation tillage, agroforestry, aquaculture, water harvesting, and livestock integration) in developing countries, Pretty it is found that farmers could both improve their sustainability and increase production. The mean relative increase in crop yield was 79% across a wide variety of crop types and farming systems. In only 3 cases did yields decrease as a result of implementing sustainable farming practices, all in rice farming systems.

Approaches that allow increases in multiple ecosystem services provided by farmland – increased food production as well as improved environmental services, for example – solves a critical problem for farmers as well as the world at large.

Poor farmers need low-cost and readily available technologies and practices to increase local food production and raise their income. At the same time, land and water degradation is increasingly posing a threat to food security and the livelihoods of rural people who often live on degradation-prone lands.

The authors think that 3 types of technical improvement were key players in the increased food production:

more efficient water use …; improvements in organic matter accumulation in soils and carbon sequestration; and pest, weed, and disease control emphasizing in-field biodiversity and reduced pesticide … use.

It would be interesting to find out if “green” farming practices would have similar impacts on production in developed countries, too.

Perspective on the Millennium Ecosystem Assessment

From Vancouver’s Tyee.ca article World Might Yet Be Saved:

While it may not be a verifiable fact that the Millennium Ecosystem Assessment (MA) is the world’s most underappreciated eco-study, it’s definitely the most unevenly appreciated one. When the huge report first emerged last spring after four years, $24 million and the efforts of more than 1,300 scientists in 95 countries, it made headlines elsewhere. In December, it was awarded a Zayed Prize, something like an environmentalist Nobel. Here in North America, though, the media barely registered its existence.

What a dirty shame. The U.N.-backed Millennium Assessment is the most thorough survey of global ecosystems ever undertaken. It’s also the first report of its kind to link ecosystem health to human well-being, and in so doing, strikes the rich, rich vein of human self-interest. Showing people what’s in it for them is a great way to get something done.

Climate change fiction – news and interviews

Book reviewer Rick Kleffel has an audio report on US National Public Radio (NPR) on how science fiction writers, such as Kim Stanley Robinson and Michael Crichton, address global warming.

Kleffel also has an interview will Bill McKibben (author of the End of Nature) about science fiction and climate change.

There is another recent podcast interview with Kim Stanley Robinson on his climate change books and science on IT converations.

Also see earlier Art of Climate Change: telling stories to understand the future.

Mapping ecological footprint

The Ecological Footprint Network has some interesting maps and animations of “Footprint Intensity” between 1961 and 2001. The maps also show how the human Footprint has increased 2.5 X between 1961-2001.
Ecological footprint intensity is the footprint per 1/2 degree grid cell. These maps are made by combining population distribution maps and national level ecological footprint data.

The maps were created by Chad Monfreda at SAGE University of Wisconsin – Madison.

I previously posted on SAGE maps of disease burden and mapping humanity’s footprint.

Also, Marc Imoff et al (Nature 2004) have another map of human ecological appropriation.

A failsafe solution for world food supply?

New Scientist of January 12, report on an initiative of the Norwegian government to create a large concrete room, hewn out of a mountain on a freezing-cold island just 1000 kilometres from the North Pole, to hold around 2 million seeds, representing all known varieties of the world’s crops.

It is being built to safeguard the world’s food supply against nuclear war, climate change, terrorism, rising sea levels, earthquakes and the ensuing collapse of electricity supplies. “If the worst came to the worst, this would allow the world to reconstruct agriculture on this planet,” says Cary Fowler, director of the Global Crop Diversity Trust, an independent international organisation promoting the project.

This initiative shows a practical implementation of principles to enhance resilience: redundancy and diversity.

What Drives Humanity’s Footprint on the Earth?

I recently read a good paper by Richard York, Eugene A Rosa & Thomas Dietz 2003 Footprints on the Earth: The environmental consequences of modernity. American Sociological Review 68(2) 279-300.

The paper uses the statistical analysis of several competing models of what shapes human impact on the earth. The test models of ecological modernization (that democratic capitalist development is developing solutions to environmental problems – i.e. the environmental kuznets curve), political economic (the neo-Marxian treadmill of production), and ecological models (Impact=Population X Affluence X Technology). They found that population and economy size are the best predictors – by far – of a country’s ecological footprint. There is no evidence of ecological modernization, and a little support for political economic models, such as urbanization increases ecological footprint.

They note

Basic material conditions, such as population, economic production, urbanization, and geographical factors, all contribute to environmental impacts and explain the vast majority of cross-national variation in impacts. Factors derived from neo-liberal modernization theory, such as political freedom, civil liberties, and state environmentalism have no effect on impacts.

and conclude

The sobering note from this analysis is our failure to detect the ameliorating processes postulated by neoclassical economics and ecological modernization theorists. This suggess we cannot be sanguine about ecological sustainability via emergent institutional change.

A key consquence is that because of high levels of consumption in affluent nations, even a slow rate of population growth in these nations is at least as great a threat to the environment as is rapid rate of population growth in less developed nations. After all, the footprint of the typical American is nearly 25 times greater than that of the typical Bangladeshi.

ISI selected Footprints on the Earth as a fast breaking paper in Sociology last year.

A bibliography of their related research is avaiable in the STIRPAT Bibliography.