Global change and missing institutions

In  Science Policy Forum, Brian Walker and others have a policy forum in Looming Global-Scale Failures and Missing Institutions, in which they argue that the the global order of nation-state’s has improved the well-being of many people at the cost of global resilience, and that building global resilience requires more interaction among existing global institutions, as well as new institutions, to help construct and maintain a global-scale social contract.  They write:

Energy, food, and water crises; climate disruption; declining fisheries; increasing ocean acidification; emerging diseases; and increasing antibiotic resistance are examples of serious, intertwined global-scale challenges spawned by the accelerating scale of human activity. They are outpacing the development of institutions to deal with them and their many interactive effects. The core of the problem is inducing cooperation in situations where individuals and nations will collectively gain if all cooperate, but each faces the temptation to take a free ride on the cooperation of others. The nation-state achieves cooperation by the exercise of sovereign power within its boundaries. The difficulty to date is that transnational institutions provide, at best, only partial solutions, and implementation of even these solutions can be undermined by international competition and recalcitrance.

…Of special importance are rules that apply universally, such as the peremptory, or jus cogens, norms proscribing activities like genocide or torture. Failure to stop genocide in Rwanda spurred efforts to establish a new “responsibility to protect” humanitarian norm (12). As threats to sustainability increase, norms for behavior toward the global environment are also likely to become part of the jus cogens set.

The responsibility to protect rests in the first instance with the state having sovereignty over its population. Only in the event that the state is unable or unwilling to protect its people are other states obligated to intervene. The challenge is not just to declare the principle but to ensure its acceptance and enforcement. Acceptance is needed for legitimacy, and enforcement will depend on whether states are willing to make the necessary sacrifices. If the responsibility to protect is to apply to the environment as well, these same challenges will need to be overcome. We use three examples to illustrate how institutional development might proceed.

Climate change. International climate agreements must be designed to align national and global interests and curb free-riding. Borrowing from the WTO architecture, the linkage between trade and the environment could be incorporated within a new climate treaty to enforce emission limits for trade-sensitive sectors. New global standards could establish a climate-friendly framework with supporting payments, e.g., for technology transfer, to encourage developing country participation. In this context, trade restrictions applied to non-participants would be legitimate and credible, because participating parties would not want nonparties to have trade advantages.

Coevolution of institutions offers a pathway to further progress. Recently, the Montreal Protocol strengthened its controls on hydrochlorofluorocarbons (HCFCs), manufacture of which produces hydrofluorocarbons (HFCs) as a by-product. HFCs do not affect ozone and are not controlled under the Montreal Protocol. However, they are greenhouse gases (GHGs), controlled under the Kyoto Protocol. The Montreal Protocol should now either be amended to control HFCs directly or else a new agreement, styled after the Montreal Protocol, should be developed under the Framework Convention to control HFCs.

High-seas fisheries. The Code of Conduct for Responsible Fisheries, which was adopted by the U.N. Food and Agriculture Organization in 1995 was a positive step, but because adherence is voluntary, it has had little effect. Another approach would be to develop a norm, akin to the responsibility to protect (12), requiring all states responsible for managing a fishery to intercede when a state fails to fulfill its obligations. Credible enforcement is a challenge, but efforts by major powers to enforce a U.N. General Assembly ban on large-scale drift-net fishing offers hope that an emerging norm can be enforced (13).

Drug resistance. Addressing drug resistance demands global standards. The International Health Regulations (IHRs) are an international legal instrument that is binding on 194 countries, including all the member states of the World Health Organization. It currently establishes minimum standards for infectious disease surveillance, but could be amended to promote standards for drug use. For example, monotherapy treatments for malaria are cheaper but more prone to encourage resistance in mosquitoes than combination therapy drugs. Their use should be limited in favor of the more expensive combination therapy drugs. One approach to global action would be an amendment to the IHRs that obligated all member countries to collective action to promote combination therapies, supported by global subsidies, and to discourage, or even prohibit, monotherapies (14).

Resilience and Arctic Climate Change

In a review of ecological change in the Arctic (Post et al. 325 (5946): 1355 — Science)  highlights areas for research in a changing Arctic.  These include:

Extreme events, tipping points, and resilience. Insect outbreaks, sudden and transient temperature changes, rapid retreat of sea- and lake ice, bouts of abnormally high precipitation or extended droughts, wildfires, the sudden release of water from melting glaciers, and slumping of permafrost are examples of stochastic events that may have disproportionately large effects on ecological dynamics. Such processes, and ecological responses to them, may be nonlinear and difficult to predict (59). We urge research aimed specifically at understanding the role of extreme events in ecological dynamics in the Arctic, in particular with regard to the build-up of tipping points in ecological systems. An important consideration for conservation and management in the Arctic, for example, is whether alteration of species composition of plant and animal communities due to climate change will lead to alternate ecosystem states or persistent instability (60) (Fig. 4B), or whether system states can rebound from abiotic perturbations due to species resilience.

Tapping into the Collective Intelligence of the Global Environmental Change Community

Adaptiveness and Innovation in Earth System Governance

Adaptiveness and Innovation in Earth System Governance

Am I the only one feeling that the must be better ways to share research insights than just sitting down passively, and listening to a long list of key note speakers at a conference? Just what I thought.

The Stockholm Resilience Centre now launches a web-log as part of a newly started collaboration with the Earth System Governance community and conference participants of the 2009 Amsterdam conference. The blog – which will be updated regularly until December – includes interviews with prominent scholars in the field of earth system science and governance. They will all elaborate different aspects of adaptiveness and innovation in an era of global environmental change. See it as a way to tap into the collective intelligence of different global change research communities.

The first topic is: “What is “Adaptiveness” – Really?” Listen to interviews with Frank Biermann (IVM, Netherlands), Louis Lebel (USER, Thailand) and Melissa Leach (STEPS, United Kingdom) as they explore this important concept with strong connections to resilience theory.

Responses to Early Warning Signals for Critical Transitions paper

The recent paper by Marten Scheffer and other resilience researchers paper Early Warning Signals for Critical Transitions (doi:10.1038/nature08227) has been reported in a number of places including Time, USA Today, and Wired.  While many newspapers just reprint the press release, several articles add something.

A USA Today article Predicting tipping points before they occur quotes Brian Walker:

“This is a very important paper,” says Brian Walker, a fellow at the Stockholm Resilience Center at the University of Stockholm in Sweden.

“The big question they’re trying to answer is, how the hell do you know when it’s coming? Is there any way you can get an inkling of a looming threshold, something that might be a warning signal that you’re getting to one of the crucial transition points?”

Wired magazine article Scientists Seek Warning Signs for Catastrophic Tipping Points quotes several sceptical scientists:

“It’d be very nice if it were true that there were precursors for tipping points in all these diverse systems. It’d be even nicer if we could find these precursors. I want to believe it, but I’m not sure I do,” said Steven Strogatz, a Cornell University biomathematician who was not involved in the paper.

The difficulty of early detection is especially pronounced with markets. Computer models can replicate their bubble-and-crash behavior, but real markets — buffeted by political and social trends, and inevitably responding to the very act of prediction — are much cloudier.

“It is hard to find clear evidence of bifurcations and transitions, let alone find an early warning system to detect an upcoming crash,” said Cars Homme, an economic theorist at the University of Amsterdam.

The most promising evidence of useful early warning signs comes from grasslands, coral reefs and lakes. Vegetation-pattern-based early warning signs have been documented in several regions, and transition theory is already being used to guide land use in parts of Australia.

The U.S. Geological Survey is currently hunting through satellite imagery for signals of impending desertification at two sites in the Southwest. They’ve studied desertification there by painstakingly measuring local conditions and experimentally setting fires, removing grasses and controlling the fall of water. But so far, the vegetation patterns that indicated tipping points in the Kalahari haven’t shown up here, though this may be due to poor image quality rather than bad theory. The researchers are now looking for signals in on-the-ground measurements of vegetation changes.

“These things aren’t going to be foolproof. There will be false positives and false negatives, and people need to be aware of that,” said Carpenter. “There’s still a great deal of basic research going on to understand the indicators better. We’re still in the early days. But why not try? The alternative is to get repeatedly blindsided. The alternative is not appealing.”

Time magazine in Is There a Climate-Change Tipping Point? quotes co-author Steve Carpenter:

So, how do we know that change is at hand? The Nature researchers noticed one potential signal: the sudden variance between two distinct states within one system, known by the less technical term squealing. In an ecological system like a forest, for example, squealing might look like an alternation between two stable states — barren versus fertile — before a drought takes its final toll on the woodland and transforms it into a desert, at which point even monsoons won’t bring the field back to life. Fish populations seem to collapse suddenly as well — overfishing causes fluctuations in fish stocks until it passes a threshold, at which point there are simply too few fish left to bring back the population, even if fishing completely ceases. And even in financial markets, sudden collapses tend to be preceded by heightened trading volatility — a good sign to pull your money out of the market. “Heart attacks, algae blooms in lakes, epileptic attacks — every one shows this type of change,” says Carpenter. “It’s remarkable.” 

In climate terms, squealing may involve increased variability of the weather — sudden shifts from hot temperatures to colder ones and back again. General instability ensues and, at some point, the center ceases to hold. “Before we reached a climate tipping point we’d expect to see lots of record heat and record cold,” says Carpenter. “Every example of sudden climate change we’ve seen in the historical record was preceded by this sort of squealing.”

The hard part will be putting this new knowledge into action. It’s true that we have a sense of where some of the tipping points for climate change might lie — the loss of Arctic sea ice, or the release of methane from the melting permafrost of Siberia. But that knowledge is still incomplete, even as the world comes together to try, finally, to address the threat collectively. “Managing the environment is like driving a foggy road at night by a cliff,” says Carpenter. “You know it’s there, but you don’t know where exactly.” The warning signs give us an idea of where that cliff might be — but we’ll need to pay attention.

Dead Ahead: Similar Early Warning Signals of Change in Climate, Ecosystems, Financial Markets, Human Health

What do abrupt changes in ocean circulation and Earth’s climate, shifts in wildlife populations and ecosystems, the global finance market and its system-wide crashes, and asthma attacks and epileptic seizures have in common?

According to a paper published this week in the journal Nature, all share generic early-warning signals that indicate a critical threshold of change dead ahead. Cheryl Dybas writing for NSF.gov covers a new paper on “Early Warning Signals for Critical Transitions” (Nature, 3 Sept 2009, 461: 53-59).

In the paper, Martin Scheffer of Wageningen University in The Netherlands and co-authors found that similar symptoms occur in many systems as they approach a critical state of transition.

“It’s increasingly clear that many complex systems have critical thresholds–‘tipping points’–at which these systems shift abruptly from one state to another,” write the scientists in their paper.

Especially relevant, they discovered, is that “catastrophic bifurcations,” a diverging of the ways, propel a system toward a new state once a certain threshold is exceeded.

Like Robert Frost’s well-known poem about two paths diverging in a wood, a system follows a trail for so long, then often comes to a switchpoint at which it will strike out in a completely new direction.

That system may be as tiny as the alveoli in human lungs or as large as global climate.

“These are compelling insights into the transitions in human and natural systems,” says Henry Gholz, program director in the National Science Foundation (NSF)’s Division of Environmental Biology, which supported the research along with NSF’s Division of Ocean Sciences.

“The information comes at a critical time–a time when Earth’s and, our fragility, have been highlighted by global financial collapses, debates over health care reform, and concern about rapid change in climate and ecological systems.”

It all comes down to what scientists call “squealing,” or “variance amplification near critical points,” when a system moves back and forth between two states.

“A system may shift permanently to an altered state if an underlying slow change in conditions persists, moving it to a new situation,” says Carpenter.

Eutrophication in lakes, shifts in climate, and epileptic seizures all are preceded by squealing.

Squealing, for example, announced the impending abrupt end of Earth’s Younger Dryas cold period some 12,000 years ago, the scientists believe. The later part of this episode alternated between a cold mode and a warm mode. The Younger Dryas eventually ended in a sharp shift to the relatively warm and stable conditions of the Holocene epoch.

The increasing climate variability of recent times, state the paper’s authors, may be interpreted as a signal that the near-term future could bring a transition from glacial and interglacial oscillations to a new state–one with permanent Northern Hemisphere glaciation in Earth’s mid-latitudes.

In ecology, stable states separated by critical thresholds of change occur in ecosystems from rangelands to oceans, says Carpenter.

The way in which plants stop growing during a drought is an example. At a certain point, fields become deserts, and no amount of rain will bring vegetation back to life. Before this transition, plant life peters out, disappearing in patches until nothing but dry-as-bones land is left.

Early-warning signals are also found in exploited fish stocks. Harvesting leads to increased fluctuations in fish populations. Fish are eventually driven toward a transition to a cyclic or chaotic state.

Humans aren’t exempt from abrupt transitions. Epileptic seizures and asthma attacks are cases in point. Our lungs can show a pattern of bronchoconstriction that may be the prelude to dangerous respiratory failure, and which resembles the pattern of collapsing land vegetation during a drought.

Epileptic seizures happen when neighboring neural cells all start firing in synchrony. Minutes before a seizure, a certain variance occurs in the electrical signals recorded in an EEG.

Shifts in financial markets also have early warnings. Stock market events are heralded by increased trading volatility. Correlation among returns to stocks in a falling market and patterns in options prices may serve as early-warning indicators.

“In systems in which we can observe transitions repeatedly,” write the scientists, “such as lakes, ranges or fields, and such as human physiology, we may discover where the thresholds are.

“If we have reason to suspect the possibility of a critical transition, early-warning signals may be a significant step forward in judging whether the probability of an event is increasing.”

Co-authors of the paper are William Brock and Steve Carpenter of the University of Wisconsin-Madison, Jordi Bascompte and Egbert van Nes of the Consejo Superior de Investigaciones Scientificas, Sevilla, Spain; Victor Brovkin of the Max Planck Institute for Meteorology in Hamburg, Germany; Vasilis Dakos of the Potsdam Institute for Climate Research in Potsdam, Germany; Max Rietkerk of Utrecht University in The Netherlands; and George Sugihara of Scripps Institution of Oceanography in California.

The research was funded by the Institute Para Limes and the South American Institute for Resilience and Sustainability Studies, as well as the Netherlands Organization of Scientific Research, the European Science Foundation, and the U.S. National Science Foundation, among others.

Integrating Optimization and Resilience Thinking in Conservation

Resilience thinking and optimization are often viewed as opposites, but resilience thinking is more critical of how optimization is frequently applied rather than the technique per-se.  A new paper in TREE Integrating resilience thinking and optimisation for conservation (doi:10.1016/j.tree.2009.03.020) by Joern Fischer and others, including myself, attempt to integrate resilience thinking and optimization.  We propose that by actively embedding optimisation analyses within a resilience-thinking framework ecosystem management could draw on the complementary strengths of both, thereby promoting cost-effective and enduring conservation outcomes.

The paper’s Table 1 provides an overview of the strengths and weaknesses of optimization for conservation and resilience thinking:


Optimisation for conservation


Resilience thinking


Strengths (inherent) Recognises resource scarcity Recognises system complexity
Encourages transparency in resource allocation Recognises interdependence of social and biophysical systems
Strengths (in practice) Can provide specific answers to a well-defined problem Encourages anticipation of undesirable surprises or thresholds
Fits well with how business and governments operate Encourages reflection on how a system works
Weaknesses (inherent) Sensitive to accuracy of underlying assumptions and system model Potentially difficult to apply to systems without identifiable alternate states
Weaknesses (in practice) Targets or budget constraints are often informed by politics rather than an in-depth understanding of underlying system dynamics Reliant on tools from other disciplines to be operational to inform policy
The term ‘optimal’ can sound absolute to policymakers and the general public The term ‘resilience’ can appear vague to policymakers and the general public

And we discuss three themes that both approaches need to address (i) dealing with social issues; (ii) dealing with uncertainties and the limited extent to which they can be controlled; and (iii) avoiding undesirable states that constrain reversibility.

An information visualization manifesto

infovisInteraction designer Manuel Lima of VisualComplexity (a website that collects visualizations of complex networks) has published an information visualization manifesto, which has generated an interesting discussion.

He writes:

When Martin Wattenberg and Fernanda Viégas wrote about Vernacular Visualization, in their excellent article on the July-August 2008 edition of interactions magazine, they observed how the last couple of years have witnessed the tipping point of a field that used to be locked away in its academic vault, far from the public eye. The recent outburst of interest for Information Visualization caused a huge number of people to join in, particularly from the design and art community, which in turn lead to many new projects and a sprout of fresh innovation. But with more agents in a system you also have a stronger propensity for things to go wrong.

… after one of my lectures in August 2009, the idea of writing a manifesto came up and I quickly decided to write down a list of considerations or requirements, that rapidly took the shape of an Information Visualization Manifesto. Some will consider this insightful and try to follow these principles in their work. Others will still want to pursue their own flamboyant experiments and not abide to any of this. But in case the last option is chosen, the resulting outcome should start being categorized in a different way. And there are many designations that can easily encompass those projects, such as New Media Art, Computer Art, Algorithmic Art, or my favorite and recommended term: Information Art.

Even though a clear divide is necessary, it doesn’t mean that Information Visualization and Information Art cannot coexist. I would even argue they should, since they can learn a lot from each other and cross-pollinate ideas, methods and techniques. In most cases the same dataset can originate two parallel projects, respectively in Information Visualization and Information Art. However, it’s important to bear in mind that the context, audience and goals of each resulting project are intrinsically distinct.

He proposes 10 directions for any information visualization project (the original article explains the points and includes responses, and follow-up article reflects and elaborates):

  • Form Follows Function
  • Start with a Question
  • Interactivity is Key
  • Cite your Source
  • The power of Narrative
  • Do not glorify Aesthetics
  • Look for Relevancy
  • Embrace Time
  • Aspire for Knowledge
  • Avoid gratuitous visualizations

Resilience economics: a scenario

Jamais Cascio presents Resilience Econmics as a scenario of an economy in 2030. He also presents two alternatives – Just in Time Socialism and Robonomics in his column in the business magazine Fast Company.  Jamais writes:

Resilience Economics

United States: Resilience Economics employs a mix of regulations and norms (i.e., non-regulated but expected behavior) to shift standard business processes away from a focus on efficiency towards a focus on flexibility.

Resilience Economics (RE) emerged out of the realization that Neoliberal Globalized Corporate Capitalism made money hand-over-fist when everything was working right, but was like a rapidly-spinning top–seemingly stable, but if it hit too rough a patch, it went wildly out of control. The RE world, conversely, is less-lucrative during growth periods, but weathers downturns so well that most folks don’t even notice when “recessions” hit.

Proponents of NGCC dismissed RE as unable to compete with the 20th century way of making money, and that appeared to be correct up until the Great Retreat of 2017 hit, the downturn that made the 2008-2010 recession pale in comparison. Ironically, most folks figure that it was because we didn’t fix the problems in the first real 21st century recession, just offered bailouts and slaps on the wrist, that we got hit by the Great Retreat a decade later.

Three key characteristics of Resilience Economics shape the way we live:

  • Polyculture markets means that no one economic (or financial) institution ever gets “too big to fail,” or so big that it distorts markets the way WalMart used to. This was probably the most politically controversial set of rule changes, but the least visible for most everyday people.
  • Transactional Transparency upset some politicians and executives, too, but really worked to smooth out markets. All along, economists said that capitalism depends on transparent markets, where buyers and sellers know all the relevant details, but that was always the one aspect of capitalism that most “capitalists” ignored.
  • Collaborative Flexibility, aka the “Lego Economy.” The result of the previous two characteristics, really. Lots of small companies, individual entrepreneurs, even part-time workers able to come together as necessary for big projects.

Is it perfect? No. It’s noticeably less efficient than the 20th century model, and a lot of older folks say that they don’t feel as “rich” as they did a few decades ago, but it’s hard to say how much of that is from RE, and how much is just that we’re all trying to deal with adapting to a global environmental crisis.

Postdoctoral research opportunity in Climate Change Adaptation

Postdoctoral research opportunity in Climate Change Adaptation

Complex challenges for resilience under climatic uncertainties

The successful applicant will be part of an interdisciplinary team of researchers focused on integrating debates on climate change impacts, vulnerability, resilience, and ethics.

The overall goal of this position is to assist in research on social-ecological dynamics and thresholds that are likely to determine successful adaptation, livelihood transformations, and environmentally-induced migration in the developing world (particularly Africa), as well as creative climate learning and communication tools. The applicant is expected to contribute to university-wide discussions regarding potential interdisciplinary educational programs on climate change, including international research and training partnerships and service learning/study abroad programs. The applicant is also expected to take a leadership role in preparation of manuscripts for publication and contribute to the organization of climate-related events. Penn State has extensive opportunities for collaboration across the natural and social sciences.

The successful applicant must have a mix of expertise in climate science, development, and resilience thinking. Moreover, the applicant must be able to work in an interdisciplinary collaborative setting, have experience working in a different cultural environment, have excellent communication and writing skills, and demonstrate evidence of ability to publish in scientific journals.

The position is for one year with possibility for renewal for a second year. The salary and benefits package are competitive.

Applicants should submit (electronically) a cover letter; curriculum vitae; a one or two page statement of experience as it relates to the stated position goals; a maximum of three sample reprints/preprints (electronic versions); and names, addresses, fax numbers and e-mail addresses of three references to: Dr. Petra Tschakert, petra@psu.edu or via post to: Dr. Petra Tschakert, Department of Geography, 315 Walker Building, The Pennsylvania State University, University Park, PA 16802.

Complete Applications must be received by October 10, 2009 to ensure consideration. Applications, however, will be accepted until the position is filled. For further information please contact Dr. Petra Tschakert; phone 814 863-9399). Penn State is committed to affirmative action, equal opportunity and the diversity of its work force. Women and minorities are encouraged to apply.

A Novel for the Long Now

Imagine that we wanted our descendants to persist for 10,000 years. How could we help that to happen? This question motivates most of the research on resilience, as well as initiatives such as Clock of the Long Now < http://www.longnow.org/> and policy-oriented initiatives such as the Millennium Ecosystem Assessment <http://www.MAweb.org>. Many insights about resilience have come from research on native cultures, such as an influential volume by Berkes, Colding and Folke on Navigating Social-Ecological Systems, and many other works cited in this blog and in the journal Ecology and Society.

In Girl With Skirt of Stars, Jennifer Kitchell draws a sharp contrast between modern society and a culture that has occupied the southwest of North America for thousands of years.

Lilli Chischilly is a Navajo lawyer with a full brief of problems. Someone arranged mutilated carcasses of sibling coyotes on the hood of her battered Dodge pickup truck – no doubt a message, but of what?. Her old flame has returned to Indian Country, yet somehow he is connected to an inexplicable murder. Then she is assigned to escort a powerful politician through the Grand Canyon for a publicity stunt – obviously a set-up for a hydropower dam in a national landmark that will drown sites sacred to her people. In the shadowy background a mysterious sniper, motivated by a century-old massacre, stalks the politician. This meticulously-crafted debut novel weaves Navajo ethnography, sexual tension, political power, and the beauty of Grand Canyon country into a fast-paced story. Kitchell’s voice is confident, reflecting her deep knowledge of Navajo culture and the physical beauty of the Southwestern US.  The novel’s ending foreshadows more stories to come. I’m eager to read them.

At one moment in the novel, Lilli brings the politician into an ancient cave with petrographs that hold the key to a culture that can last for ten millennia. Will it be drowned by the dam? This encounter with deep-time resilience is the key to the novel, and perhaps the key to human persistence through the current environmental crisis.

This novel is fun to read. It evokes questions that are central to resilience thinking. It will appeal to students who are interested in natural history, ancient cultures, and connections of native people to modern life. Once you open it you will read it all the way through.