Category Archives: Scenarios

Ballard and architecture

Noted science fiction author J.G. Ballard died April 19, 2009. on Omnivoracious Geoff Manaugh, of BLDG BLOG, offers an architectural appreciation – Between the Tower and the Parking Lot: A Spatial Appreciation of J.G. Ballard:

J.G. Ballard, who died on Sunday at the age of 78, leaves behind far more than his status as a “cult author,” science fiction novelist, or agent provocateur. Although most of his novels are still all but impossible to find in the U.S., I would argue that Ballard is one of the most important writers on architecture in the last century. But what do I mean by architecture, and why would that be the source of much of his works’ continued relevance?

Ballard is best known for his look at the erotic nature of car accidents (Crash) and his semi-autobiographical account of a childhood spent in a Japanese internship camp during the Second World War (Empire of the Sun), but it’s also worth looking at the settings of his less well-known novels: the architectural structures and urban landscapes in which they take place. Among other things, what makes Ballard’s fiction so spatially valuable is that he explores the psychological implications of everyday non-places–like parking lots, high-rise apartment towers, highway embankments, shopping malls, well-policed corporate enclaves, and even British suburbia–without resorting to the flippant condemnation one might expect. Instead, Ballard describes these spaces in terms of their effects: how they mutate and rearrange the mental lives of their inhabitants.

It’s as if these buildings, malls, empty plazas, and parking lots do, in fact, inspire a new type of humanity–as modernism’s high priests once predicted–but Ballard shows that what they are bringing into existence is something altogether darker and unexpected. In other words, our contemporary built landscape has not ushered in the enlightened utopia once promised by Le Corbusier, for instance, with his isolated towers, or by Mies van der Rohe with his unornamented glass boxes. Instead, there is a slow-burning psychopathy here, a dementia inspired by space itself. Architecture becomes a kind of psychological Manhattan Project, so to speak: a vast, poorly supervised experiment in which new species of human personality are incubated.

At its best, Ballard’s work is a devastating and original contribution to architectural thought, articulating the often sinister impacts of our built environment with a sense of humor, and an aphoristic memorability, that is all too lacking in contemporary fiction and architectural criticism alike.

Kim Stanley Robinson on Post-Capitalism

In the consulting company McKinsey’s magazine What Matters, science fiction author Kim Stanley Robinson writes about climate change and post-capitalism in an article Time to end the multigenerational Ponzi scheme:

Capitalism evolved out of feudalism. Although the basis of power has changed from land to money and the system has become more mobile, the distribution of power and wealth has not changed that much. It’s still a hierarchical power structure, it was not designed with ecological sustainability in mind, and it won’t achieve that as it is currently constituted.

The main reason I believe capitalism is not up to the challenge is that it improperly and systemically undervalues the future. I’ll give two illustrations of this. First, our commodities and our carbon burning are almost universally underpriced, so we charge less for them than they cost. When this is done deliberately to kill off an economic competitor, it’s called predatory dumping; you could say that the victims of our predation are the generations to come, which are at a decided disadvantage in any competition with the present.

Second, the promise of capitalism was always that of class mobility—the idea that a working-class family could bootstrap their children into the middle class. With the right policies, over time, the whole world could do the same. There’s a problem with this, though. For everyone on Earth to live at Western levels of consumption, we would need two or three Earths. Looking at it this way, capitalism has become a kind of multigenerational Ponzi scheme, in which future generations are left holding the empty bag.

You could say we are that moment now. Half of the world’s people live on less than $2 a day, and yet the depletion of resources and environmental degradation mean they can never hope to rise to the level of affluent Westerners, who consume about 30 times as much in resources as they do. So this is now a false promise. The poorest three billion on Earth are being cheated if we pretend that the promise is still possible. The global population therefore exists in a kind of pyramid structure, with a horizontal line marking an adequate standard of living that is set about halfway down the pyramid.

The goal of world civilization should be the creation of something more like an oval on its side, resting on the line of adequacy. This may seem to be veering the discussion away from questions of climate to questions of social justice, but it is not; the two are intimately related. It turns out that the top and bottom ends of our global social pyramid are the two sectors that are by far the most carbon intensive and environmentally destructive, the poorest by way of deforestation and topsoil loss, the richest by way of hyperconsumption. The oval resting sideways on the line of adequacy is the best social shape for the climate.

This doubling of benefits when justice and sustainability are both considered is not unique. Another example: world population growth, which stands at about 75 million people a year, needs to slow down. What stabilizes population growth best? The full exercise of women’s rights. There is a direct correlation between population stabilization in nations and the degree to which women enjoy full human rights. So here is another area in which justice becomes a kind of climate change technology. Whenever we discuss climate change, these social and economic paradigm shifts must be part of the discussion.

Given this analysis, what are my suggestions?

  • Believe in science.
  • Believe in government, remembering always that it is of the people, by the people, and for the people, and crucial in the current situation.
  • Support a really strong follow-up to the Kyoto Protocol.
  • Institute carbon cap-and-trade systems.
  • Impose a carbon tax designed to charge for the real costs of burning carbon.
  • Follow the full “Green New Deal” program now coming together in discussions by the Obama administration.
  • Structure global economic policy to reward rapid transitions from carbon-burning to carbon-neutral technologies.
  • Support the full slate of human rights everywhere, even in countries that claim such justice is not part of their tradition.
  • Support global universal education as part of human-rights advocacy.
  • Dispense with all magical, talismanic phrases such as “free markets” and promote a larger systems analysis that is more empirical, without fundamentalist biases.
  • Encourage all business schools to include foundational classes in ecology, environmental economics, biology, and history.
  • Start programs at these same schools in postcapitalist studies.

Does the word postcapitalism look odd to you? It should, because you hardly ever see it. We have a blank spot in our vision of the future. Perhaps we think that history has somehow gone away. In fact, history is with us now more than ever, because we are at a crux in the human story. Choosing not to study a successor system to capitalism is an example of another kind of denial, an ostrich failure on the part of the field of economics and of business schools, I think, but it’s really all of us together, a social aporia or fear. We have persistently ignored and devalued the future—as if our actions are not creating that future for our children, as if things never change. But everything evolves. With a catastrophe bearing down on us, we need to evolve at nearly revolutionary speed. So some study of what could improve and replace our society’s current structure and systems is in order. If we don’t take such steps, the consequences will be intolerable. On the other hand, successfully dealing with this situation could lead to a sustainable civilization that would be truly exciting in its human potential.

Scenario: Resilience Economics

Futurist Jamais Cascio presents a scenario set twenty years in the future where the world post-capitalism is based on resilience economics. He writes from the point of view of someone living in that future on his blog Open the Future:

The trigger was a phrase we’d all become sick of: “Too Big to Fail.” The phrase had moved quickly from sarcasm to cliché, but ended up as the pole star for what to avoid. Any economy that enabled the creation of institutions that were too big to fail — that is, whose failure would threaten to collapse the system — could never be thought of as resilient. And, as the early 21st century rolled along, resilience is what mattered, in our environment, in our societies, and increasingly in our economics.

Traditional capitalism was, arguably, driven by the desire to increase wealth, even at the expense of other values. Traditional socialism, conversely, theoretically wanted to increase equality, even if that meant less wealth. But both 19th/20th century economic models had insufficient focus on increasing resilience, and would often actively undermine it. The economic rules we started to assemble in the early 2010s seek to change that.

Resilience economics continues to uphold the elements of previous economic models that offer continued value: freedom and openness from capitalism at its best; equality and a safety net from socialism’s intent. But it’s not just another form of “mixed economy” or “social democracy.” The focus is on something entirely new: decentralized diversity as a way of managing the unexpected.

Decentralized diversity (what we sometimes call the “polyculture” model) means setting the rules so that no one institution or approach to solving a problem/meeting a need ever becomes overwhelmingly dominant. This comes at a cost to efficiency, but efficiency only works when there are no bumps in the road. Redundancy works out better in times of chaos and uncertainty — backups and alternatives and slack in the system able to counter momentary failures.

It generates less wealth than traditional capitalism would, at least when it was working well, but is far less prone to wild swings, and has an inherent safety net (what designers call “graceful failure”) to cushion downturns.

Completely transactional transparency also helps, giving us a better chance to avoid surprises and to spot problems before they get too big. The open-source folks called this the “many eyes” effect, and they were definitely on to something. It’s much harder to game the system when everyone can see what you’re doing.

Flexibility and collaboration have long been recognized as fundamental to resilient systems, and that’s certainly true here. One headline on a news site referred to it as the “LEGO economy,” and that was pretty spot-on. Lots of little pieces able to combine and recombine; not everything fits together perfectly, but surprising combinations often have the most creative result.

Lastly, the resilience economy has adopted a much more active approach to looking ahead. Not predicting, not even planning — no “five year plans” here. It’s usually referred to as “scanning,” and the focus is less on visions of the future than on early identification of emerging uncertainties. Resilience economists are today’s foresight specialists.

What does this all look like for everyday people? For most of us, it’s actually not far off from how we lived a generation ago. We still shop for goods, although the brands are more numerous and there are far fewer “big players” — and those that emerge tend not to last long. People still go to work, although more and more of us engage in micro-production of goods and intellectual content. And people still lose their jobs and suffer personal economic problems… but, again, there’s far less risk of economic catastrophe, and some societies are even starting to experiment with a “guaranteed basic income” system.

Is it perfect? By no means. We’re still finding ways in which resilience economics isn’t working out as well as past approaches, and situations where a polyculture model doesn’t provide the kinds of results that the old oligarchic/monopoly capitalist model could. But those of us who remember the dark days of the econopalypse know where non-resilient models can lead, and would rather fix what we’ve made than go back to the past.

Okay, I’ll be the first to admit that this isn’t as complete a picture as we’d like, but the core idea — that resilience becomes the driver of new economics — strikes me as very plausible. It’s a pretty technologically conservative scenario; no AI-managed “just-in-time socialism” here, nor any nano-cornucopian visions. But it’s very much the kind of model we could create in the aftermath of a disastrous economic crisis, in a world where the importance of resilience is becoming increasingly evident.

The 21st century a FAQ

From Scottish Science Fiction writer Charlie Stross, Answers to Frequently Asked Questions about the 21st century:

Q: What can we expect?

A: Pretty much what you read about in New Scientist every week. Climate change, dust bowls caused by over-cultivation necessitated by over-population, resource depletion in obscure and irritatingly mission-critical sectors (never mind oil; we’ve only got 60 years of easily exploitable phosphates left — if we run out of phosphates, our agricultural fertilizer base goes away), the great population overshoot (as developing countries transition to the low population growth model of developed countries) leading to happy fun economic side-effects (deflation, house prices crash, stagnation in cutting-edge research sectors due to not enough workers, aging populations), and general bad-tempered overcrowded primate bickering.

Oh, and the unknown unknowns.

Q: Unknown unknowns? Are you talking about Donald Rumsfeld?

A: No, but I’m stealing his term for unprecedented and unpredictable events (sometimes also known as black swans). From the point of view of an observer in 1909, the modern consumer electronics industry (not to mention computing and internetworking) is a black swan, a radical departure from the then-predictable revolutionary enabling technologies (automobiles and aeroplanes). Planes, trains and automobiles were already present, and progressed remarkably well — and a smart mind in 1909 would have predicted this. But antibiotics, communication satellites, and nuclear weapons were another matter. Some of these items were mentioned, in very approximate form, by 1909-era futurists, but for the most part they took the world by surprise.

We’re certainly going to see unknown unknowns in the 21st century. Possible sources of existential surprise include (but are not limited to) biotechnology, nanotechnology, AI, climate change, supply chain/logistics breakthroughs to rival the shipping container, fork lift pallet, bar code, and RFID chip — and politics. But there’ll be other stuff so weird and strange I can’t even guess at it.

Q: Eh? But what’s the big picture?

A: The big picture is that since around 2005, the human species has — for the first time ever — become a predominantly urban species. Prior to that time, the majority of humans lived in rural/agricultural lifestyles. Since then, just over 50% of us now live in cities; the move to urbanization is accelerating. If it continues at the current pace, then some time after 2100 the human population will tend towards the condition of the UK — in which roughly 99% of the population live in cities or suburbia.

This is going to affect everything.

It’s going to affect epidemiology. It’s going to affect wealth production. It’s going to affect agriculture (possibly for the better, if it means a global shift towards concentrated high-intensity food production, possibly in vertical farms, and a re-wilding/return to nature of depopulated and underutilized former rural areas). It’s going to affect the design and layout of our power, transport, and information grids. It’s going to affect our demographics (urban populations tend to grow by immigration, and tend to feature lower birth rates than agricultural communities).

There’s a gigantic difference between the sustainability of a year 2109 with 6.5 billion humans living a first world standard of living in creative cities, and a year 2109 with 3.3 billion humans living in cities and 3.2 billion humans still practicing slash’n’burn subsistence farming all over the map.

Q: Space colonization?

A: Forget it.

Assuming we avoid a systemic collapse, there’ll probably be a moon base, by and by. Whether it’s American, Chinese, Indian, or Indonesian is anybody’s guess, and probably doesn’t matter as far as the 99.999% of the human species who will never get off the planet are concerned. There’ll probably be a Mars expedition too. But barring fundamental biomedical breakthroughs, or physics/engineering breakthroughs that play hell with the laws of physics as currently understood, canned monkeys aren’t going to Jupiter any time soon, never mind colonizing the universe. (See also Saturn’s Children for a somewhat snarky look at this.)

Weaving ‘Protective stories’ to secure urban green areas

Henrik Ernstson and Sverker Sörlin‘s article Weaving protective stories: connective practices to articulate holistic values in the Stockholm National Urban Park, (2009 Environment and Planning A).  Is described in a Stockholm Resilience Centre press release ‘Protective stories´ help secure urban green areas:

Despite strong exploitation pressure, a diverse urban movement of civil society organizations in Stockholm has managed to provide narratives able to explain and legitimize the need to protect urban green areas. Through ‘protective stories´ that interlaces cultural history and conservation biology, activists have managed to link areas previously considered disconnected and justifying the need for a better, overall protection of the areas.

Crucial for generating and keeping alive such narratives have been artists, authors and scientists and their artefacts like paintings, maps, buildings and scientific reports. While some artists are from the historical past, others have worked alongside the movement in producing artefacts towards articulating certain values. When re-printed in media, displayed at an exhibition, or published in a book, these artefacts — old or newly produced — also become agents in “telling the story” so as to put pressure on authorities and to change public opinon.

Such networks of activists, artefacts and social arenas do not possess any formal power, but they can nonetheless achieve a lot, both as a community of practice wielding power and knowledge but also through mobilizing yet more actors and artefacts to make the network grow. The protective story is kept alive at many places continously and simultaneously, says Ernstson.

Community-mapping projects for sustainability

How to strengthen the voice and knowledge of locals in planning processes? Many have argued that in order to face complexity and uncertainty, decision-making processes need to engage with a diverse set of actors representing different knowledges (see for instance recent article by Carpenter, Folke, Scheffer and Westley 2009, or from planning theory, Jonathan Murdoch, Post-structuralist Geography, 2006).

green-map

One civil-society response seems to be to engage with an activity historically mostly attached to top-down and centralized control, and start producing your own maps! By merging community activism with cheap Internet mapping techniques, such local responses are growing into an emergent international movement of community map-makers at Green Map ®.

The organization writes that the focus is to “highlight the social, cultural, and sustainable resources of a particular geographic area” and to support “perspective-changing community ‘portraits’ which act as comprehensive inventories for decision-making and as practical guides for residents and tourists.”

stockholm-green-map-betaversion

Starting in New York in 1992 the organization now claims to collect hundreds of evolving maps across the world. Just recently the initiative reached one of the community organizations here in my own neigbourhood Bagarmossen, Stockholm, to build the “Stockholm Green Map” (betaversion).

Of course maps have historically been seen as a tool for control, representing the vision of the ruler or the state. And although a critical analysis is still valid when it comes to community-maps, the Green Map ® project and similar projects certainly bring out new possibilities for the general public to participate in the production of facts, values, plans and visions about the landscape. Still though, community maps at Green Map seems to be a bias towards the values of sites and points, a bias that might miss social and ecological linkages across the landscape, which is of concern for the generation of ecosystem services and ecological resilience. Another problem seems to be the openess of the map-making process. When zooming into the Stockholm Green Map one will also find gasoline stations (selling biofuels), restaurants (serving eco-food) and clothing stores. The map becomes a mosaic of quite non-related things vaguely placed under the umbrella of an urban sustainable lifestyle. A coherent narrative is missing that can bring out negreen-map-chiyen-community-taiwanw perspectives and knowledges of urban realities so as to change spatial planning processes.

Framed as a tool for organized public interests like urban (social) and environmental movements, however, this type of mapping could be valuable in visualizing surpressed values and forsaken spatial realities. As such it could enrich knowledge(s) needed for building more equitable and resilient cities.

Social science and science fiction

Crooked Timber is hosting an online seminar on the innovative science fiction author Charlie Stross.  Their discussants include economists Paul Krugman, Brad DeLong, and John Quiggin , as well as a response from Charlie Stross (pt 1 and 2):

… we’ve got Paul Krugman writing on The Merchant Princes, considered as a thought experiment in development economics. Of course, as Paul points out, these books are first, and foremost, great fun. But, unlike others in the ‘between alternate timelines genre’ Stross focuses on the big question: how does an agrarian society respond to a sudden irruption of modern industrial technology?

For example Political Scientist Henry Farrel writes:

Rather than engaging with the futures of the past (as lots of SF today does, it tries to set out the futures of the present, … I think that this is the first genuinely successful SFnal take on the social changes that we’re facing into – not, of course, because it is going to be right – but because it takes some of the core dilemmas of an IT based society, plays with them and extrapolates them in ways that challenge our basic understanding of politics in a networked society.

Scenario-planning for robust development in small-scale farming

Making Investments in Dryland Development Work: Participatory Scenario Planning in the Makanya Catchment, Tanzania is a new paper my colleagues Elin Enfors and Line Gordon from the Stockholm Resilience Centre and Debbie Bossio from the International Water Management Institute, and I have just had published in Ecology and Society.  Below is part of the press release Scenario-planning help small-scale farming from the Stockholm Resilience Centre.

Predicting living conditions in 2030
People farming in the world´s drylands are some of the world´s poorest people, their populations are growing, but they have to cope with a variable climate that causes frequent crop failures. Consequently, many governments, NGOs, and scientists are making large efforts to improve productivity in small-scale farming particularly in sub-Saharan Africa (SSA).

The recent development of cheap, farm-scale water management technologies offer the potential for farmers to improve their farm productivity and reduce their vulnerability to drought. However, often many development investments have failed.

To develop better approaches to investments in water management, Enfors, Gordon, Peterson and Bossio worked with famers, local officials, and scientists in Tanzania to identify alternative ways livelihoods, farming practices, and ecosystems could change over the next 25 years.

“We had two parallel objectives with the scenario planning exercise in Makanya”, says author Elin Enfors.

“The first was to analyze how, investments in water system technologies would play out over a range of alternative, but plausible futures, and the second was to initiate a discussion locally about the catchment’s future development”.

From our paper’s discussion and conclusions

Developing participatory scenarios also proved to be a useful tool to rapidly assess some of the major hopes, fears, and thoughts about the future among people in the local community. Such an overview is useful in any project, especially in a start-up phase. In this particular case, where the objective was to assess the relevance of investments in agricultural technologies that are intended for small-scale farmers, this perspective was essential because the farmers’ risk calculations and expectations of the future will influence whether or not, and under what conditions, they will adopt small-scale water system technologies.

Furthermore, there seems to be a risk that development and applied research projects become trapped in a vision that describes how their proposed interventions will ideally unfold over time. Scenario planning may help overcome such biases as it facilitates an understanding of how the project could develop in different kind of futures and because it improves the understanding of events and processes that either may challenge the project or provide opportunities for it.

We conclude that increasing the robustness of water investments should build

A way to increase the robustness of this type of investments is to build capacity among farmers for innovation and learning through experimentation, as this will generate benefits across a range of possible futures. The analysis shows that there is not one ideal type of collaborative partner for research and development projects working with small-scale agricultural technology, highlighting the importance of identifying a diverse set of potential collaborators.

Follow the links for more of Elin’s research in Makanya, and more photos of Makanya catchment.

Legacy Futures: how past concepts of the future constrain current thinking

Futurist Jamais Cascio writes on his site Open the Future about how past thinking about the future constraints current thinking.  I saw this first hand when I was working on the Millennium Ecosystem Assessment scenarios.

Jamais writes:

… we all have this kind of cognitive “legacy code” in our thinking about the future, not just science fiction writers, and it comes from more than just pop-culture media. We get legacy futures in business from old strategies and plans, legacy futures in politics from old budgets and forecasts, and legacy futures in environmentalism from earlier bits of analysis. Legacy futures are rarely still useful, but have so thoroughly colonized our minds that even new scenarios and futures models may end up making explicit or implicit references to them.

… Just like legacy code makes life difficult for programmers, legacy futures can make life difficult or futures thinkers. Not only do we have to describe a plausibly surreal future that fits with current thinking, we have to figure out how to deal with the leftover visions of the future that still colonize our minds. …

We can see it in both visions of a sustainable future reminiscent of 1970s commune life, and visions of a viable future that don’t include dealing with massive environmental disruption.

All of these were once legitimate scenarios for what tomorrow might hold — not predictions, but challenges to how we think and plan. For a variety of reasons, their legitimacy has faded, but their hold on many of us remains.

This leaves us with two big questions:

  • How do we deal with legacy futures without discouraging people from thinking about the future at all?
  • What scenarios considered legitimate today will be the legacy futures of tomorrow?

Scenarios and Resilience

People or organizations can focus their effort on a narrow goal, or they can diversify the uses of resources to explore and innovate. It is hard to do both at the same time. This pattern arises in politics as well as in corporations, agencies or academic institutions. When politics of democracies begin to lock into a stationary state, party positions are caricatures, messages are simplistic, campaigns are tightly scripted, media events are rigidly coordinated, and big donors demand loyal candidates. These conditions do not encourage broad, creative, inventive discussions of the most important problems of the day. Such a political environment seems hopelessly incapable of addressing the multiple shocks of the present – the credit crisis, sharply rising prices of energy and food, shortage of arable land, declining capacity of ecosystems to produce the goods that people need, and the complex challenges of climate change, among others. These shocks are unprecedented, so the solutions are novel – the kinds of solutions that cannot emerge from gridlock politics.

Nonetheless, people need answers to complex questions. In a recent global survey, respondents were asked to identify the questions that were most important to them. Questions were then ranked in order of the number of respondents who identified them as important. All of the top-ranking questions were deeply complex. What does sustainability look like? How must humans adapt to survive the changes of this century? What economic structures best support a shift to sustainability? How can we re-invent politics so people feel that they have a voice? What kind of leadership does the world need now?

Complex questions can be addressed by scenarios – sets of stories about the future, derived from collaborative processes and models, designed to integrate diverse perspectives. The scenarios of the Millennium Ecosystem Assessment are a recent example.

Scenarios are a way of building resilience – the capacity to maintain useful features of nature and society, while inventing and implementing transformations to new ways of living. In a recent talk at Resilience 2008 I discussed some of the connections between scenarios and resilience. To break out of traps, people need positive stories of what the future could be, and blunt warnings of dangerous paths. Scenarios provide such motivating visions. Moreover, the process of scenario-building itself may create connections that enable transformation. Scenario projects form networks of people in settings that promote playful, inventive thinking at the margin of formal politics. The scenarios, the insights, the people, or the networks themselves are capable of infiltrating wider thinking, and thereby contributing to change when the conditions are right.

What could expand the use of scenarios to build resilience? We need more people trained in relevant skills such as collaboration, rapid prototyping, flexible fast modeling, synthesis, and use of art, music, science and stories together. Courses exist and a sizeable literature is available. Yet the best way to learn scenarios is by doing. Why not try scenario thinking the next time you face a complex problem with long-term consequences?