Category Archives: Regime Shifts

Poverty traps at multiple scales

Welfare dynamics under the poverty trap hypothesis. From Barrett and Swallow 2006

Christopher Barrett and Brent Swallow recently published an interesting paper in World Development on what the authors term ‘Fractal poverty traps’. These are the sort of poverty traps that develops where multiple dynamic equilibria exist simultaneously at multiple scales of analysis. The figure to right shows welfare dynamics under the poverty traps hypothesis.

The authors argue that the strategies that people choose depends on their assets as well as on the risks that they have to deal with, and they give the following example (from Lybbert et al. 1004):

Lybbert, Barrett, Desta, and Coppock (2004) demonstrate that southern Ethiopian pastoralists face two strategies— migratory or sedentarized pastoralism—reflecting two different dynamic wealth equilibria. The dynamic wealth equilibrium associated with migration is relatively high, while that associated with sedentarization is low. Pastoralists prefer not to sedentarize, but if they start off with too small a herd or lose too many animals to drought, disease or (human or wildlife) predators, the superior strategy of transhumant grazing is not accessible to them, for reasons Lybbert et al. (2004) explain. Poorer pastoralists therefore adopt a sedentarization strategy and predictably settle into a low-level wealth equilibrium. The key to understanding the genesis of poverty traps therefore lies in understanding the nature of transitions—or, more importantly, the absence of transitions—between strategies. Why do some pastoralists remain mobile while others do not? Why do some farmers adopt improved production technologies or enter high value-added marketing channels while others do not? What are the barriers that effectively preclude adoption of superior strategies?

According to the authors this is a reason why the UN Millennium Project final report emphasises the need for large initial investments – to push poor individuals, communities, and nations over thresholds so that different strategies become available and feasible. This is particularly important in situations of ‘fractal’ poverty traps:

Small adjustments at any one of these levels are unlikely to move the system away from its dominant, stable dynamic equilibrium. Governments, markets and communities are simultaneously weak in places characterized by fractal poverty traps. No unit operates at a high-level equilibrium in such a system. All seem simultaneously trapped in low-level equilibria.

They suggest four interrelated poverty reduction strategies:

First, it is possible that significant but shortlived transfers to individuals, households, communities, and nations caught in low-level equilibria can enable them to cross crucial thresholds presently inaccessible to them and thereby make it feasible for them to switch to positive growth trajectories that can carry them out of persistent poverty. …

Second, public agencies need to assess the possibilities for eliminating or moving thresholds through interventions at aggregate scales that make previously inaccessible strategies feasible at more disaggregated scales. …
Third, there is a critical need for effective safety nets set above critical thresholds so as to prevent people from falling unexpectedly into chronic poverty. Safety nets that can prevent the non-poor from falling into poverty in response to uninsured shocks should be included in poverty reduction strategies. …

Finally, fractal poverty traps carry important implications for decentralization. … Prioritization exercises must take place at multiple scales and there must be serious attempts to integrate these, not just cursory exercises as has too often been the case.

Mapping Possibility of Alternative States in African savannas

At the end of last year M. Sankaran et al had a paper Determinants of woody cover in African savannas (Nature 2005 438(8) 846-849) that maps the possibility of savannas that can exist in alternative states based on rainfall.  This is the first map I have seen that maps the possibility of alternative states at a large  scale.

Map of alt savanna states in africa

Figure: The distributions of MAP-determined (‘stable’) and disturbance determined (‘unstable’) savannas in Africa. Grey areas represent the existing distribution of savannas in Africa. Vertically hatched areas show the unstable savannas (>784mm MAP); cross-hatched areas show the transition between stable and unstable savannas (516–784mm MAP); grey areas that are not hatched show the stable savannas (<516mm MAP).

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Resilience Surrogates: a special feature in Ecosystems

The december isssue of Ecosystems 8(8) 2005 has a special feature on Surrogates for Resilience of Social–Ecological Systems.

In the introductory paper, Surrogates for Resilience of Social–Ecological Systems, Steve Carpenter, Frances Westley and Monica Turner, explain resilience surrogates using a figure.

resilience surrogates

Figure 1. In most cases, resilience of an SES is shrouded by barriers to observation, and can be observed only partially or indirectly. Surrogates are inferred from observations, often with the aid of models. The relationships among observations, surrogates and models should be explicit and transparent. However, the relationship of the surrogate to resilience of the SES is usually uncertain.

The special feature includes the following papers (involving contributors to this blog):

  • Surrogates for Resilience of Social–Ecological Systems by S. R. Carpenter, F. Westley, M. G. Turner
  • A Systems Model Approach to Determining Resilience Surrogates for Case Studies by E. M. Bennett, G. S. Cumming, G. D. Peterson
  • The Use of Discontinuities and Functional Groups to Assess Relative Resilience in Complex Systems by C. R. Allen, L. Gunderson, A. R. Johnson
  • Building Resilience in Lagoon Social–Ecological Systems: A Local-level Perspective by F. Berkes and C. S. Seixas
  • An Exploratory Framework for the Empirical Measurement of Resilience by G. S. Cumming, G. Barnes, S. Perz, M. Schmink, K. E. Sieving, J. Southworth, M. Binford, R. D. Holt, C. Stickler, T. Van Holt

Faculty of 1000 & Resilience Science

Discovering interesting articles within sea of scientific publications can be difficult. BioMedCentral produces – Faculty of 1000 – an internet based research filtering service that highlights and reviews the papers published in the biological sciences, based on the ranking and recommendations of a faculty of well over 1000 selected researchers.

Along with many other ecologists from diverse backgrounds, a number of resilience researchers including Carl Folke, Terry Chapin and Ann Kinzig, participate in the Faculty of 10000, but none of them have recommended papers yet.” Resilience Alliance program director Brian Walker, is also a member and he recently recommended Marty Anderies new paper on how deforestation produced a soil-moisture regime shift in the south-eastern Australia,

Minimal models and agroecological policy at the regional scale: An application to salinity problems in southeastern Australia Regional Environmental Change 2005 5:1-17

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The Greening of Sahel: Passive recovery or active adaptation?

The drought years in the Sahel in the early 1970’s that resulted in a large-scale famine gave rise to scientific and policy discussions about land degradation and desertification. A popular belief was that the limited resource base in the Sahel, with vulnerable soils and highly variable and scarce rainfall could not sustain the growing population. The droughts was seen as a stress to a system which was already struggling with a rapidly decreasing resource base (e.g. deforestation of woodlands for agricultural expansion, shortening of fallow times, and soil nutrient depletion) and bad land management practices leading to increased poverty and out-migration.

Sahel Greening.  Overall trends in vegetation greenness throughout the period 1982–2003 based on monthly AVHRR NDVI time series. Percentages express changes in average NDVI between 1982 and 2003. From Hermann et al 2005

New analysis of satellite data, by among others Olsson et al., illustrating a greening trend in the Sahel since 1983 thus comes as a surprise for many people. It has also triggered a scientific discussion of whether this greening is merely a recovery of vegetation due to increasing rainfall, or if this trend at least partially can be explained by widespread changes in land management by farmers in the region. Hutchins et al., in the introduction to a recent special issue of Journal of Arid Environments, suggests that there is increasing evidence that farmers have adapted to the changes during the droughts and made a transition from degrading land use trajectories to more sustainable and productive production systems, suggesting that the recovery in many places actually is an active adaptation by the farmers in the region.

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Is the Arctic Already Lost?


Veg/Climate Feedbacks in Arctic

Is the home of polar bears, seals and Inuit communities already doomed? asks Jon Foley in Tipping Points in the Tundra a recent commentary Science. According to him, several recent sources of evidence show that feedback mechanisms seem to be kicking into high gear as the Arctic warms up. Temperature data illustrate, for example, that from the 1960’s to the 1980’s, the Arctic warmed by 0.15 degrees Celsius per decade, but since then the warming has been nearly 0.3 to 0.4 degrees per decade.

Recent evidence comes from Terry Chapin and his co-workers who have analyzed Arctic data on surface temperature, cloud cover, energy exchange, albedo, and changes in snow cover and vegetation. They concluded that the recent changes in the length of the snow-free season have triggered a set of interlinked feedbacks that will amplify future rates of summer warming. One of these feedbacks relate to that the snowmelt has advanced by around 2.5 days per decade which has lead to an increase in the amount of energy that is absorbed and transferred to the atmosphere. The resulting regional increase in temperature is estimated to be comparable (per unit area) to the global atmospheric heating that is projected from a doubling of CO2 levels in the atmosphere.

Chapin et al. also analyses the role of vegetation change for triggering positive feedbacks. Tall shrublands have increased rapidly in the surrounding region of the Arctic. Tree lines have also moved further north. Although the estimated contributions these have on warming were found to be small, the authors expect that they will continue to increase disproportionally in the future.

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Tipping Points in the Earth System – an icon of climate change?

tipping pts in the earth system

Martin Kemp writes in Nature – Science in culture: Inventing an icon

Any public campaign benefits from having an iconic image — something that captures the essence of the message and engraves it indelibly on our memories. But it is almost impossible to predict which images will actually stick, so creating one on demand is extraordinarily difficult. …

Even so, finding an iconic image was one of the goals of a meeting, Changing the Climate, held in Oxford, UK, on 11 and 12 September. Researchers and practitioners of the visual, literary, musical and performing arts came together to publicize the predicted perils of climate change, and there was much talk about a memorable image that would encapsulate the initiative…

The data must come from the best science available, but the presentation for maximum impact is a matter of invention in art and design. Of the images produced by the scientists, one in particular seemed to have the potential to combine iconicity with complexity. This is the ‘Tipping Points Map’ devised by Hans Joachim Schellnhuber, director of the Potsdam Institute for Climate Impact Research in Germany and research director of the Tyndall Centre for Climate Change Research at the University of East Anglia, UK. This global map, shown here, outlines what Schellnhuber has identified as regions where the balance of particular systems has reached the critical point at which potentially irreversible change is imminent, or actually occurring.
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Recent Resilience Papers

Some recent papers on resilience…

1) Information network topologies for enhanced local adaptive management. by Örjan Bodin and Jon Norberg in Environmental Management 2005 35(2):175-93.

We examined the principal effects of different information network topologies for local adaptive management of natural resources. We used computerized agents with adaptive decision algorithms with the following three fundamental constraints: (1) Complete understanding of the processes maintaining the natural resource can never be achieved, (2) agents can only learn by experimentation and information sharing, and (3) memory is limited. The agents were given the task to manage a system that had two states: one that provided high utility returns (desired) and one that provided low returns (undesired). In addition, the threshold between the states was close to the optimal return of the desired state. We found that networks of low to moderate link densities significantly increased the resilience of the utility returns. Networks of high link densities contributed to highly synchronized behavior among the agents, which caused occasional large-scale ecological crises between periods of stable and high utility returns. A constructed network involving a small set of experimenting agents was capable of combining high utility returns with high resilience, conforming to theories underlying the concept of adaptive comanagement. We conclude that (1) the ability to manage for resilience (i.e., to stay clear of the threshold leading to the undesired state as well as the ability to re-enter the desired state following a collapse) resides in the network structure and (2) in a coupled social-ecological system, the system-wide state transition occurs not because the ecological system flips into the undesired state, but because managers lose their capacity to reorganize back to the desired state.

2) Eutrophication of aquatic ecosystems: Bistability and soil phosphorus by Steve Carpenter in PNAS online.

Eutrophication (the overenrichment of aquatic ecosystems with nutrients leading to algal blooms and anoxic events) is a persistent condition of surface waters and a widespread environmental problem. Some lakes have recovered after sources of nutrients were reduced. In others, recycling of phosphorus from sediments enriched by years of high nutrient inputs causes lakes to remain eutrophic even after external inputs of phosphorus are decreased. Slow flux of phosphorus from overfertilized soils may be even more important for maintaining eutrophication of lakes in agricultural regions. This type of eutrophication is not reversible unless there are substantial changes in soil management. Technologies for rapidly reducing phosphorus content of overenriched soils, or reducing erosion rates, are needed to improve water quality.

The paper shows that risks from nutrient accumulation are increasing and difficult to reverse or deal with:

Widespread eutrophication by anthropogenic nutrient inputs is a relatively recent environmental problem. Intensive fertilization of agricultural soils and associated nonpoint inputs of phosphorus increased through the middle of the 20th century. Analyses presented here show that it could take 1,000 years or more to recover from eutrophication caused by agricultural overenrichment of soils. In principle, eutrophication is reversible, but from the perspective of a human lifetime, lake eutrophication can appear to be permanent unless there are substantial changes in soil management. Technologies for rapidly reducing the phosphorus content of overenriched soils, or reducing erosion rates, could greatly accelerate improvements in water quality.

3) New paradigms for supporting the resilience of marine ecosystems by Terence Hughes, David Bellwood, Carl Folke, Robert Steneck and James Wilson in Trends in Ecology & Evolution. 2005 – 20(7) 380-386.

Box 1. Regeneration and hysteresis

What are the prospects for the recovery of damaged marine ecosystems? Marine organisms have many adaptations for coping with recurrent natural disturbances. However, chronic human impacts are analogous to press experiments, in which a manipulation is sustained. Consequently, a return to original conditions is impossible unless the major ongoing drivers (e.g. runoff of sediment, excess nutrients and fishing pressure) are reduced.

Many conservation and management practices imagine that if current stressors can be relieved, the ecosystem will automatically revert from an altered state to its original wilderness condition within a few years or decades. This approach ignores the recent emergence of a wealth of archeological and historical information about the profound changes wrought to marine ecosystems by human activities, especially harvesting. Moreover, marine ecosystems exhibit varying degrees of hysteresis; that is, their recovery follows a different trajectory from that observed during decline. Some systems have changed to the extent that they can effectively no longer converge to the original assemblage. From a complex systems perspective, they have crossed a threshold into a new state or domain of attraction that precludes return to the original state. The consequences for management are profound: it is easier to sustain a resilient ecosystem than to repair it after a phase shift has occurred.

Changes in species composition during recovery arise, in part, because of differences in life histories. For long-lived marine species (e.g. whales, turtles, dugongs, sharks and reef-building corals), recovery following controls on overfishing or pollution is necessarily slow. For example, populations of the seacow Dugong dugong have declined by 97% over the past three decades along 1000 km of coastline in tropical Queensland, Australia.

Assuming that hunting, incidental netting and habitat degradation can all be curbed, recovery of this species back to the levels of the 1970s (which were already severely depleted) will take at least 120–160 years, constrained by the limited annual growth rate of seacow populations of 2–3%. Similarly, recovery from increasingly frequent episodes of coral bleaching has favored short-lived species that can quickly recolonize after disturbances. All of the major fishing grounds worldwide have also seen a shift to weedier, fastgrowing species that are inherently less resilient and more prone to environmental fluctuations.

Alternate ecological states can be maintained by density-dependent mortality (e.g. owing to altered predator–prey ratios) or by density thresholds required for reproductive success. For example, regeneration of coral reefs can be inhibited by a surfeit of coral predators, by recruitment failure, and by blooms of toxic or structurally resilient algae that resist herbivory and smother juvenile corals. The concept of hysteresis recognizes that localized short-term reductions of human impacts will not ensure recovery to a pristine state. Similarly, the lack of recovery of collapsed fisheries a few years after fishing has eased does not prove that something else must have caused the decline.

Pleistocene Park: using grazing to produce a regime shift

Sergey A. Zimov has an article in the 6 May 2005 Science about his efforts to create a Pleistocene Park where recreated Pleistocene grazing will flip from a moss dominated system to grassland. Its a great example of a large scale attempt to flip a system from one alternative state to another.

Zimov writes:

This view means that the present Holocene climate of northern Siberia, particularly near the present tree line, is likely just now to be optimal for the mammoth ecosystem. If we accept the argument that the pasture landscapes were destroyed because herbivore populations were decimated by human hunting, then it stands to reason that those landscapes can be reconstituted by the judicious return of appropriate herbivore communities.

In northern Siberia, mainly in the Republic of Yakutia, plains that once were covered by tens of meters of mammoth steppe soils now occupy a million square kilometers. The climate of the territory is near optimal for northern grassland ecosystems. Thus, in principle, the ancient mammoth ecosystem could be restored there.

In Yakutia, we are trying to do just that. The government has adopted a program to restore the republic’s former biodiversity. One thrust of this effort has been through the nonprofit organization of Pleistocene Park–of which I am a founding member–on 160 km2 of Kolyma lowland. One-third of the territory is meadow, one-third is forest, and one-third is willow shrubland. Today, many of the animals of the mammoth ecosystem and grasses remain in northern Yakutia.

Reindeer, moose, Yakutian horses, recently reintroduced musk oxen, hares, marmots, and ground squirrels forage for vegetation, and predators, including wolves, bears, lynxes, wolverines, foxes, polar foxes, and sables, prey on the herbivores. However, strong hunting pressure has kept the overall number of animals low. Therefore, their influence on vegetation is small. The first step for Pleistocene Park, which we are just now initiating, is to gather the surviving megafauna of the mammoth ecosystem (initially without predators) within the part of the parkland that is rich in grassland. The second step will be to increase the herbivore density sufficiently to influence the vegetation and soil. As animal densities increase, the fenced boundary will be expanded.

The most important phase of the program will be the reintroduction of bison from Canada and subsequently, when the herbivores are sufficiently abundant, the acclimatization of Siberian tigers. In many regions of the Amur River basin, where this formidable predator survives, January temperature is as low as -25º to -30ºC. The tigers’ survival there is limited more by poaching and herbivore density than by climate. Scientifically, Pleistocene Park is important because it directly tests the role of large herbivores in creating and maintaining grassland ecosystems, something that can only be surmised but not proven from the paleorecord.

Science 282, 31-34 (1998)] also had a news story by R. Stone about the start of Zimov’s ambitious Pleistocene Park project: A Bold Plan to Re-Create a Long-Lost Siberian Ecosystem

Environmental Tipping Points

Gerry Marten and his collaborators propose the concept of environmental tipping points. They define an “environmental tipping point” is a point in a linked eco-social system where a small action can catalyze major changes in the system’s health. The concept is illustrated by a few dozen examples on their website. A lot more work need to be done to make the concept more precise and systematic than just interesting stories, but I find it an interesting idea to pursue.