All posts by Garry Peterson

Prof. of Environmental science at Stockholm Resilience Centre at Stockholm University in Sweden.

Remapping Chimborazo’s vegetation 200 years after Humboldt

Alexander von Humboldt was one of the founders of biogeography and ecology.  He had an a crazy upbringing and strange life, but his integrative view of nature and focus on precise measurements had a strong impact on Science.

In 1802, Alexander von Humboldt mapped the distribution of plants and vegetation on the Chimborazo volcano in Ecuador.

Physical Geography. Humboldt’s Distribution of Plants in Equinoctial America, According to Elevation Above the Level of the Sea. 1839.

Physical Geography. Humboldt’s Distribution of Plants in Equinoctial America, According to Elevation Above the Level of the Sea. 1839.

In a new paper in PNAS by Naia Morueta-Holme and others explain how they resurveyed Mt. Chimborazo in 2012, 200 years after Humbodlt’s visit, to discover and map what changes had occurred.  Their paper includes a fantastic updated version of Humboldt’s map, which supports “Humboldt’s proposal that climate is the primary control on the altitudinal distribution of vegetation”.

An update of Humboldt’s Tableau. Shown is a summary of major changes in overall vegetation limit, average glacier limit, and shifts in topmost vegetation regions on Chimborazo from 1802 to 2012. The major drivers of change, climate, and land use change are represented by the bars to the right: a constant impact of climate change—in particular, increased temperature—the stronger relative impact of land use at the lower sites, mainly through in- tensified agriculture, and the effect of grass harvesting and local burning. Illustration of glaciers is approximate.

An update of Humboldt’s Tableau. Shown is a summary of major changes in overall vegetation limit, average glacier limit, and shifts in topmost vegetation regions on Chimborazo from 1802 to 2012. The major drivers of change, climate, and land use change are represented by the bars to the right: a constant impact of climate change—in particular, increased temperature—the stronger relative impact of land use at the lower sites, mainly through in- tensified agriculture, and the effect of grass harvesting and local burning. Illustration of glaciers is approximate.

 

 

Seeds of a Good Anthropocene

My colleagues and I are running an international scientific synthesis experiment that aims to collect example of projects, productions, or initiatives that people believe are examples of “seeds of a good anthropocene.”

For more information on our project see our website: http://goodanthropocenes.net/ 

There are many projects that have documented human inequality and damage that people are doing to the Earth.  We are collecting examples that people think are best at moving the world in a better direction.

What are looking for are existing initiatives that people think are excellent embodiments of the values, processes,  or ways of living that could help produce a better world.  A world which is children have a fair chance at a good life, is prosperous, and is enhancing rather than simplifying the biosphere and world that is full of life, fun, and hope.

Please share your ideas with us on our website.  We have a questionnaire that requires an intermediate amount of knowledge on the project and takes 5-15 min to complete.

Why Seeds?

‘Pluralisms-a-plenty’: engaging with the social world in social-ecological systems research

A reflection on challenges and opportunities of dealing with multiple kinds of pluralisms in doing SES research (e.g. ontologies, epistemologies, theories, methodologies), particularly from an early career scholar perspective.

Guest post by:

  • James Patterson, Postdoctoral Fellow, University of Waterloo
  • Jessica Cockburn, PhD Candidate, Rhodes University
  • Vanessa Masterson, PhD Candidate, Stockholm Resilience Centre
  • Simon West, PhD Candidate, Stockholm Resilience Centre
  • Jamila Haider, PhD Candidate, Stockholm Resilience Centre
  • Marta Berbes, PhD, York University

Social-ecological systems (SES) research is increasingly engaging with the socialscience domain. For example, this is reflected in growing SES literature working with political ecology, adaptive governance, and collective action perspectives. Scholars are also increasingly drawing on rich bodies of literature from various social science disciplines that have developed over many decades, yet until recently remained largely unconnected with resilience thinking, such as political science, sociology, and critical theory. Critiques persist about the extent to which resilience thinking suitably engages with social science theories and insights (e.g., Cote and Nightingale 2012, Olsson et al. 2015, see also West et al. 2015). Although much more work is required in this area, research conducted from social science perspectives is increasingly making its way into SES discourse, at least as reflected in some of the main journals of the SES research community. More broadly, SES research has opened opportunities and frontiers for inter- and transdisciplinary research which may previously not have been as apparent (e.g. Stone-Jovicich 2015, Fischer et al. 2015). Further, it appears that the SES and resilience research community is beginning to engage more critically and reflectively with the challenges of working at the interface of the natural and social sciences.

Early career scholars have been key contributors to the increasing sophistication with which resilience thinking engages with social science theories and insights. Early career scholars have embraced, challenged, critiqued, and pushed the boundaries of resilience thinking. They have built on the tremendous opportunity created by early resilience scholars who brought attention to the key need to understand and respond to dynamics and linkages between social and ecological systems. This included the difficult work of fighting against disciplinary boundaries and opening up a well-funded and successful research arena. This was a critical first step in opening up new ways of thinking and practicing problem-based science that have since flourished. Early career scholars have actively taken on the challenges that this initial ‘opening up’ has produced and as a result are contributing in many exciting ways to extending and broadening resilience thinking.

Despite the dynamism and ongoing development of resilience thinking, there have been valid criticisms raised about the extent to which resilience thinking may connect with and be compatible with social science theories and insights. For example, rich traditions of understanding the social world through fundamentally social science concepts and tools such as agency, institutions and institutional change, politics, power, knowledge and culture have largely remained untapped, and to some extent, unacknowledged. Where these concepts are mentioned in SES research, it is at times done fleetingly, and there is a need for SES and resilience scholars to engage more deeply with social theories which can be used to frame such research. This has led to robust critiques of resilience thinking. Sometimes these critiques are levelled at particular heuristics, terms, and concepts but this critique may mis-characterise or simplify the diversity of the broader field of scholarship. However, valid points are also raised about the need for resilience scholars to engage more deeply with wider existing bodies of literature that we have a lot to learn from.

A key way in which resilience thinking could continue to mature is by bringing greater critical reflexivity to our own research choices and the ‘lenses’ through which we interpret the world. The need for reflexivity becomes particularly apparent when we start engaging with the plethora of social science theories, insights and disciplines that are salient to resilience thinking and SES research. A fundamental challenge that engagement with the breadth and diversity of social science raises is that there are many valid ontologies for knowing reality, and many ways of investigating and understanding this reality to produce knowledge (epistemology). This becomes especially salient for research in the social domain. Which aspects of the social world matter to us and which ones don’t? How do we know what we know? How do we investigate complex and sometimes unknowable social phenomena? This point is put eloquently by Dryzek when he states that:

While real problems exist, our interaction with them can only ever be through culturally constructed lens – meaning that we can never know nature, except through the interpretive mechanism of culture, which means all perspectives are partial and contestable (Dryzek, 1997: 10).

These issues are especially confounding when working at the interface of the ‘social’ and ‘ecological’ worlds as we do in resilience and SES research. As a result, we need to recognise fundamental challenges regarding ontology, epistemology, theory, and methodology. Ontological commitments involve choices about what we see as ‘existing’ in the world (e.g., people, social actors, values, cultures, producers, consumers, motivations, texts, discourses, morality, rules, social relations, feedbacks) (following Mason 2002). Epistemological commitments are about what knowledge counts in our work and how this can be demonstrated (e.g., whether or not it is possible to discover objective ‘truth’). Theoretical lenses are important because they frame how we see and interpret the situation we’re looking at (e.g., a critique of resilience thinking has been the arguably inappropriate application of some ecological concepts to social systems). Methodological choices are important because they are our way of exploring and constructing knowledge about a situation, and different approaches in the same situation can lead to different insights. Navigating these multiple pluralisms requires particular skills and competencies, which ought to be considered in the education and training of emerging scholars in SES and resilience research and practice.

More broadly, the choices we make if looking at either the social or ecological world will probably be very different. That is, if one were working with an exclusively natural science research question, or a particular social science research question, the discipline and tradition within which one would find oneself would strongly shape epistemological commitments and methodological choices. However, in working at the interface of the social and ecological worlds, and recognising their intrinsic interconnectedness, we need to be especially conscious of these choices because we can be pulled in different directions. In SES research, we are no longer working on a solely natural research object, or a solely social research object, but on a new cross-cutting research object. This requires not only new and innovative approaches, but also that researchers are reflective and critical in our choice of tools and approaches. Without being deeply aware and reflective on the choices and commitments we make on these topics we risk falling into the trap of taking particular interpretations for granted, and ‘reifying’ a fixed view of how social-ecological systems operate which can constrain new possibilities for inquiry and insight (following Ison 2010).

So what should be done?

As an important first step in exploring these new frontiers, we need to be conscious of such challenges and critically aware of our choices. We also need to critically examine which ways of knowing, exploring and testing are suitable for asking and answering different kinds of questions in SES research. Resilience thinking owes a lot of its foundations to (post) positivist natural science and economics and the innovative thinking of these pioneers, who did not need to engage with the diversity of ontologies and epistemologies of social science. Perhaps now is the time for a systematic exploration of these ontologies and epistemologies and their compatibility with resilience approaches. Which ontologies, epistemologies, theories, and methodologies are compatible with notions of complex adaptive systems, resilience, and SESs?

Consequently, we need to be especially mindful of the various commitments and choices we make when a plurality of options is on the table: ontologically, epistemologically, theoretically, and methodologically. Recent publications exploring the interface of social and ecological research in SESs call for pluralism in methodologies (e.g. Olsson et al 2015, Fischer et al. 2015). However, we must also guard against cooking up “a tasteless soup of pluralisms”, and of combining theories and methodologies which may have underlying ontologies and epistemologies that are incompatible with one another. This means engaging meaningfully with the ontological and epistemological underpinnings of our work, to ensure that we combine multiple ways of knowing and doing in coherent ways. Particularly for scholars who are traditionally trained in the natural sciences, engaging deeply with the meta-philosophies underlying our research choices is a new endeavour, and one which may be overwhelming at times.  A counter challenge for critical social scientists on the other hand is to have more qualitative methods and knowledge systems validated by the broader SES research community.

The commitments and choices we make about ontologies, epistemologies, theories, and methodologies in our research shape how we see and work with social-ecological problems. They are not a ‘given’ (i.e., something that we can take for granted), nor are they objective and value-free scientific endeavours, but choices that need to be made consciously and reflexively (i.e., they may change over time as our own understanding changes). This adds a whole new set of challenges when engaging with the social world. But they are challenges that cannot be avoided and are indeed crucial for deepening the social dimensions of resilience thinking, and engaging in an ethical and honest way (to avoid ‘scientific imperialism’ (Olsson et al 2015)).

Resilience thinking and SES research is an enormous and ongoing collaborative endeavour. After all, it is a bold agenda to trigger a paradigm shift in society from a place of thinking linearly and about social and ecological domains as separate entities, to deeply recognising and engaging with dynamics, change, and linkages between social and ecological domains! However, if we are to collectively continue to work towards such a paradigm shift then we need to take on the challenge of engaging with the social world head-on. This will require critical reflexivity in our own research practice and deep reflection on issues of ontology, epistemology, theory, and methodology in our own work. Despite recent critique (Olsson et al. 2015) resilience thinking and social science are not irreconcilable, and we see current points of tension as research frontiers to be tackled rather than fundamental barriers. The ground is fertile and early career scholars are taking up the challenge.

References:

  • Cote, M., Nightingale, A.J., 2011. Resilience thinking meets social theory: Situating change in socio-ecological systems (SES) research. Progress in Human Geography 36, 475–489.
  • Dryzek, J. 1997. The politics of the Earth: Environmental discourses. Oxford, UK: Oxford University Press.
  • Fischer, J., Gardner, T.A., Bennett, E.M., Balvanera, P., Biggs, R., Carpenter, S., Daw, T., Folke, C., Hill, R., Hughes, T.P., Luthe, T., Maass, M., Meacham, M., Norström, A.V., Peterson, G., Queiroz, C., Seppelt, R., Spierenburg, M., Tenhunen, J., 2015. Advancing sustainability through mainstreaming a social–ecological systems perspective. Current Opinion in Environmental Sustainability 14, 144-149.
  • Ison, R.L., 2010. Systems practice: how to act in a climate-change world. Springer, London.
  • Mason, J., 2002. Qualitative Researching, 2nd ed. SAGE Publications Ltd, London, U.K.
  • Olsson, L., Jerneck, A., Thoren, H., Persson, J., O’Byrne, D. 2015. Why resilience is unappealing to social science: Theoretical and empirical investigations of the scientific use of resilience. Science Advances 1(4): 1-11. DOI: 10.1126/sciadv.1400217
  • Stone-Jovicich, S. 2015. Probing the interfaces between the social sciences and social-ecological resilience: insights from integrative and hybrid perspectives in the social sciences. Ecology and Society 20(2): 25. http://dx.doi.org/10.5751/ES-07347-200225
  • West, S., Galafassi, D., Haider, J., Marin, A., Merrie, A., Ospina-Medina, D., Schill, C. 2015 “Critically reflecting on social-ecological systems research”, Resilience Science blog URL: http://rs.resalliance.org/2015/02/11/critically-reflecting-on-social-ecological-systems-research/

 

Critically reflecting on social-ecological systems research

Guest post from Simon West, Diego Galafassi, Jamila Haider, Andres Marin, Andrew Merrie, Daniel Ospina-Medina, Caroline Schill

Critical reflection is a core competence for sustainability researchers and a crucial mechanism through which research evolves and breaks new ground. For instance, Lance Gunderson and C.S. Holling stress in the canonical social-ecological systems (SES) book Panarchy that SES research will develop through critical interrogation of their work and identifying where their heuristics do not apply. However, critical reflection can also be tricky – it requires moving out of safety zones, challenging established perspectives, and having open and frank discussions. Productive critical reflection also requires mutual respect, decency, and high standards of academic integrity.

For our critical reflection seminar Andrea J. Nightingale gave the talk, ‘Conceptualizing society-environment dynamics: social-ecological systems, socionatures, or something else?’

Prof. Nightingale is Professor in Environmental Social Sciences at the School of Global Studies at the University of Gothenburg, Sweden. Her work navigates the intersections between critical development studies, political ecology, and human geography – including a longstanding engagement with ‘socionatures’ concepts (linked to theorists such as Donna Haraway and Bruno Latour). Prof. Nightingale was an speaker for the CRS – her 2012 paper ‘Resilience thinking meets social theory,’ written with Muriel Cote, critically examines the treatment of social change within social-ecological resilience thinking. It is often cited at the SRC as one of the more useful and engaging critiques of resilience thinking from a critical social science perspective.

Prof. Nightingale’s presentation sparked lively and exciting debate in the public seminar and the PhD workshops that followed (with PhD students from the SRC and the School of Global Studies, Gothenburg).

What follows is a narrative tracing Prof. Nightingale’s critique of SES research and the discussions it provoked. Prof. Nightingale’s comments have been paraphrased, and the subsequent discussions have been condensed into a single narrative voice for ease of reading (this should not be taken to mean that there was a single ‘unified response’ among the students to Prof. Nightingale’s comments). All omissions remain the fault of the authors of this blog.

A new Enlightenment from the old? 

Prof. Nightingale:

Our ways of thinking about the world are largely inherited from the Enlightenment era, where domains of “society” and “nature” were constructed as means of knowing the world. This system of thought allows for the construction of analytical objects that are clearly ‘natural’ or ‘social,’ and produces mechanistic interpretations of the world. Today we are finding these distinctions difficult to maintain and a profusion of research approaches – including resilience, social-ecological systems, political ecology, the livelihoods framework, assemblages, actor-network theory and socionatures – have emerged that challenge this division between humans and the environment. 

However, none of these approaches have yet managed to satisfactorily figure out how to think outside of the domains of ‘society’ and ‘nature.’ Imagine a forest: the forest consists of relations between all sorts of organisms, the structure of the forest is affected by the harvesting activities of people as well as by various other creatures, the biophysical processes of vegetation growth are affected by atmospheric chemistry, which in turn is shaped by human activities across the globe, the content of the soil reflects the chemicals used by surrounding agricultural areas, and perhaps the forest only exists because it sits on land designated as a “conservation area.” What in the forest is ‘social’ and what is ‘natural’?

Discussions:

Perhaps all emerging approaches to studying human-environment relations would recognize the Enlightenment heritage we are working with. Indeed, SRC Science Director Carl Folke in his new book Reflections on People and the Biosphere, suggests we are now entering a ‘new Enlightenment’ that recognizes interdependency of humans and the environment. The difficulty is conceiving of these relations in terms other than those we have inherited, while still thinking and speaking comprehensibly to a wide audience – are we hamstrung by language? The profusion of approaches to studying human-environment relationships has brought with it a flood of hyphens, plurals, and portmanteaus. However, existing terms such as ‘socionatures,’ ‘social-ecological systems’ and so on, are all to some extent reifying past distinctions. 

Are social-ecological systems interactions or processes? Are they characterized by feedbacks or emergence?

Prof. Nightingale:

New ways of understanding human-environment relationships can be broadly grouped into ‘interactional’ and ‘relational’ approaches in terms of their underlying ontologies. Interactional approaches include social-ecological systems, adaptive cycles, the livelihoods framework, and political ecology. Here ‘social’ and ‘ecological’ components are considered to be distinct but interacting; the focus is therefore on ‘linked’ or ‘nested’ systems and on the interactions across spatial and temporal scales. ‘Feedbacks’ are the crucial devices to understand human-environment dynamics, and the analytical imagery is largely of boxes with connecting arrows.

In contrast, relational approaches such as socionatures, assemblages and actor-network theory rely on a ‘process-based’ ontology. They insist that entities only come into being in relation to each other, and therefore that it is impossible to clearly distinguish social and ecological ‘components’ of a system. Human-environment dynamics are captured through the concept of emergence rather than feedbacks, and the imagery is of ‘hybrids’ or ‘cyborgs.’ Neither interactional or relational approaches are ‘right,’ rather, each allows us to see different things.

Discussion:

Despite emphasis on feedbacks, SES work is – like much of ‘socionatures’ – founded upon ontological commitments to emergence, complex processes, and co-production of social-ecological dynamics. However, distinctions between ‘ecological’ and ‘social’ components in SES research are often made in order to more easily measure and study human-environment relations. The assumption that we can analytically separate ‘social’ and ‘ecological’ in order to study emergent processes is a crucial tension that many SES researchers struggle with. 

Moreover, SES research is characterized by wide heterogeneity in ontologies and epistemologies. It is therefore difficult to make broad categorizations of ‘relational’ versus ‘interactional’ approaches. These difficulties are exacerbated by the fact that ontologies in particular are often not explicitly discussed. A more open discussion about ontologies and epistemologies, and how they are expressed and ‘connected’ in our work, will strengthen and clarify trans-disciplinary SES research. 

Analytical constructs or heuristics?

Prof. Nightingale:

When we discuss interactional and relational approaches, it is crucial to be aware that all science deals with signs (semiotics) – and therefore we need to distinguish between analytical constructs (which try to reflect reality and may offer methodological tools and entry points), and boundary objects (which act as metaphors, drawing attention to particular dynamics but not intended to directly reflect reality or to be directly operationalized). 

Without being aware of this distinction, there is a high risk of ‘slippage’ and confusing analytical constructs and boundary-objects or metaphors with ‘life itself.’ Social-ecological systems (and socionatures) are not ‘life itself’ – rather, each reduce it in particular ways. So the focus should be on how the concepts reduce, what aspects of life they allow us to see, and what aspects they obscure.

Discussion:

The debate about whether social-ecological resilience, adaptive cycles, and social-ecological systems are ‘boundary-objects’ – useful metaphorically and heuristically but not something directly observable/measurable – has been ongoing for some time. Indeed, it connects to broader historical debates about the ‘reality’ of ecological concepts. In a previous post on this blog, Allyson Quinlan has outlined the tensions inherent in widespread moves to measure resilience (considered by some to be inherently un-measurable).

While practising scientists may consider it self-evident that such representations are not ‘life itself,’ there is a risk that a lack of clarity on these issues can prompt ‘slippage’– especially when these concepts enter the public realm. For instance, the use and communication of concepts like ecosystem services, the anthropocene and planetary boundaries in academic, policy and public debates can become ‘ontologized.’ Concepts also play different roles in different realms – an analytical construct in one discipline may be used as a metaphor or heuristic in another (for instance the use of ecological concepts such as ‘metabolism’ and ‘rhizome’ as metaphors in socionatures); likewise a heuristic in academia may become something more ‘concrete’ in policy discourse. 

How do we ‘see’ and ‘know’ relations? 

Prof. Nightingale:

Just like Enlightenment thinking, SES and socionatures perspectives allow us to ‘see’ some things and not others. The ontologies and epistemologies we use provide us access to different realities (not different aspects of the same one). SES allows us to see how the character of systems are constituted from relations between things rather than only the qualities of things in themselves, how system dynamics operate within and across scales, and the importance of small-scale, rapid rate change for shaping large-scale, slower rate change. However, system components currently remain relatively discrete in SES models (obscuring the way that ‘components’ are often at once social and ecological), social processes are not as neatly ‘nested’ as ecological processes appear to be, and social scale does not correspond to rate in the same way as ecological scale tends to.  These are problems for SES because it means that social processes like learning, scale and governance are undertheorized, and currently cannot account for the dynamics of change considered central to social systems – such as power, politics and justice.

Relational thinking allows us to see the operations of power, politics and justice in systems, the inextricability of ‘social’ and ‘natural’ objects, and the process-based dynamics through which these objects come into being. But relational approaches generally have a poor understanding of ecological and environmental dynamics, a resistance to using established ecological methods (because of their ‘ontological baggage’), and carry unresolved tensions over bounding studies (where do networks begin and end), defining methodological objects, and developing methodological tools that keep ‘society’ and ‘nature’ together.

In conclusion, the challenge to Enlightenment thinking represented by these new approaches to human-environment relations is easier to operationalize conceptually than methodologically, and fundamental questions remain over the consequences of our simplifications and abstractions. No approach is ‘life itself’ but rather a particular rendering of reality – so questions turn to the role of the researcher, what kinds of role they play, and what kind of change they are trying to effect. Moreover, no research strand has ‘figured it all out yet,’ and satisfactorily overcome the ‘society’/’nature’ divide. Some crucial further questions are: How do we develop new research tools that can ‘see’ process-based dynamics and objects that are at once ‘social’ and ‘natural’? How do we retain attention to power and politics while also attempting to speak for other species (beyond anthropocentrism and ecocentrism)? Who decides what change is desirable?

Discussion:

Firstly, is ‘not seeing’ justice, power and politics a problem for SES? If all approaches and frameworks only ‘see’ certain aspects of the world, wouldn’t ‘not seeing’ only become a problem if the end goal of SES approaches was to develop a theory of everything? Is this what we do or imply? Or is the problem rather that justice, power and politics may potentially be crucial to the operation of SES and we are ‘missing out’ by not including them in our work? 

Secondly, is it the case the SES necessarily does not see power, politics and justice? Many of us would argue not. Indeed, an increasing number of SES researchers frame social-ecological resilience (defined in a broad sense including adaptive capacity and transformation) as an emergent quality arising from negotiations and contestations over knowledge, including ideas of justice, politics and power. A current special issue in Ecology and Society is exploring potential contributions from social theory to SES research.

There is a wide heterogeneity of ontologies and epistemologies in SES research. Indeed, in the experience of discussants, scholars can be committed to a more relational understanding of SES – for instance, emphasizing the importance of processes that co-produce emergent properties – but decide to adopt more interactional epistemologies and methodologies because they are easier to ‘operationalize.’ How is it possible to work in between and among differing epistemologies and ontologies? The answers to these questions are likely to reside in the particular ways these dilemmas are managed in each individual research project, but productive research will be more likely to come from researchers who have reflected on and explored these issues. 

Trans-disciplinary sustainability science sits at the boundaries of multiple, quite different, epistemologies and ontologies. How can we work and speak between these worlds? Life in the ‘border zone’ of sustainability science renders these questions ever-present: our goal for Critical Reflection Seminars is to provide a space to help us navigate them.

In the comments below we welcome further discussions, and invite suggestions about aspects of social-ecological systems you judge important to consider critically – as well as suggestions for future speakers.

 

Business & Resilience: Convergence or critical mismatch?

Guest post from Margot Hill Clarvis and Michael Schoon

In the aftermath of major global weather events such as Superstorm Sandy and Typhoon Haiyan, companies have increasingly focused on resilient infrastructure, business continuity, and secure supply chains. But are business continuity and rapid recovery the hallmarks of resilience, or has there been a disconnect between the scientific understanding of resilience and its implementation by business?

1. Why do it?

It’s clearly in the interests of the private sector to invest in resilience-building activities.  More and more corporations are embracing resilience as a framework to maintain core operations, fulfil corporate responsibilities, and develop new business opportunities as global economic, social and environmental conditions shift ever more rapidly.  By resilience we mean  social-ecological resilience, which integrates systems of people and the natural environment, as opposed to engineering or psychological resilience.

IBM, for example, has focused on developing resilience-based infrastructure management solutions that help both cities and companies prepare for major disruption from natural and man-made hazards. Their insurance sector scorecards support ways to vary insurance premiums according to reductions in hazard exposure and vulnerability, thus creating a financial incentive to invest in resilience.

Swiss Re is part of the Resilience Action Initiative, a multi-stakeholder partnership to support multinationals build their own resilience and that of the surrounding communities. PWC increasingly supports private and public-sector organisations in building disaster risk resilience.

Meanwhile Zurich Insurance wants to transform community flood resilience through its alliance with the International Federation of the Red Cross, International Institute of Applied Systems Analysis, and the Wharton School. It is building partnerships that support community innovation for preparedness rather than post-disaster responses.

2. Convergence or critical mismatch?

These are encouraging examples, but for anyone familiar with the central tenets of social-ecological resilience, some troubling blind spots emerge in the way corporations implement resilience thinking. Businesses tend to focus on shorter-term issues that directly challenge their own specific and immediate operations, developing systems robust to isolated shocks. This pits local versus global resilience and individual supply chain resilience versus a broader perspective of resilience.

Although businesses often talk about addressing chronic, long-term stresses, in reality they focus far more on critical, immediate stresses, failing to recognise broader ‘systems’ issues, which track across sectors, economies and regions. To avoid these traps, business leaders should reflect on a few key questions:

  • Is resilience a short-term objective or a longer-term approach to help shape sustainable practice?
  • Is resilience being used to reduce vulnerability to specific risks or to optimise the system in which they do business?
  • And does the over-riding focus on short-term fixes still allow for taking longer-term, systemic issues into account?

Businesses would do well for themselves and the communities in which they operate by addressing some of the core complexities at the heart of resilience thinking.

The Capital Institute is one such example. Its Evergreen Direct Investing concept calls for the end of quarterly financial reporting, which incentivises short-term thinking at the expense of long-term stability and growth.  As another example, the R!SE initiative brings together the public and private sectors with civil society to scale up isolated best practice on disaster risk resilience for a more systemic response.

Business must also be better supported to understand how this kind of cross-scale complexity can become directly or indirectly relevant to them.

At the international scale, recent work has led to the translation of a set of ‘Planetary Boundaries’ (i.e. carbon emissions, biodiversity loss, ocean acidification and global freshwater use) from global levels of resource consumption and pollution into more specific societal and business relevant targets. At a national level, Earth Security Group has developed a risk dashboard to simplify the complexities of interdependent resource risks across trade partners and commodity supply chains.

As aggregate levels of risk collide with the growing interdependence of our global economy, it will become increasingly vital to take a longer-term and wider perspective to avoid unintended consequences.

3. Persistent challenges remain.

Firstly, resilience, as a concept, lacks clarity.  Academics need to critically address whether current research and its communication is suitable for supporting the resolution of urgent real-world problems.

Secondly, while companies may often think in the longer-term, our economic structures and financial practices remain captivated by quarterly timeframes and the pursuit of efficiency to the detriment of long-term systemic resilience. We need a more diverse and flexible financial system that is capable of factoring ‘general resilience’ into risk-adjusted returns on investment.

About the authors: Dr Margot Hill Clarvis of the University of Geneva and Earth Security Group, and Professor Michael Schoon of the School of Sustainability, Arizona State University. The authors would like to thanks participants of the Resilience of Business Event at the Resilience Conference 2014 for their insights that informed this post.

Sacredness, protection and taboos: how values can (not) be traded and shape our thoughts and behaviour

A Stockholm Resilience Centre Cognition reading group guest post from Tim Daw, Jamila Haider, Britt Stikvoort

Imagine the scenario: one day a government official walks into the Stockholm Resilience Centre lobby and proclaims that the biosphere has now become redundant, humans can live completely independently from ecological systems, and therefore, our research institute has become unnecessary. Imagine the nightmare for economists if that same official barges in telling him proof has been given that economic growth is not necessary. Or what if the official started telling people, about a millennium ago, that the earth was round? Such (unrealistic) stories make one thing clear: we do not like challenging our most ‘sacred’ and protected values. But sometimes we have to. In fact, sometimes it can be very useful to! Yet still, challenging such values feels bad, and that is perfectly natural. You are supposed to feel bad if someone asks you about eating babies (such as Jonathan Swift’s satirical Modest Proposal). But as researchers, we are also supposed to be able to step back from such feelings, and observe and reflect. This is what we have tried to do for this cognition meeting.

SUMMARY OF READINGS

We read three papers to understand from a psychological perspective how values develop, are held and traded-off.

  • Tetlock, P.E., Kristel, O.V., Beth, S., Green, M.C., and Lerner, J.S. (2000). The psychology of the unthinkable: Taboo trade-offs, forbidden base rates, and heretical counterfactuals. Journal of Personality and Social Psychology 78, 853–870.
  • Baron, J., and Leshner, S. (2000). How serious are expressions of protected values?  Journal of Experimental Psychology: Applied 6, 183–194.
  • Waldmann, M.R., Nagel, J., and Wiegmann, A. (2012). Moral judgment. The Oxford Handbook of Thinking and Reasoning 364–389.

Below we provide a brief summary of each of the readings:

Waldeman et al. was a useful introduction to the interdisciplinary field of Moral Judgement, including introducing the ‘Trolley dilemma’, the ‘Drosophila’ of moral reasoning experiments. Most relevant for this reading group discussion was the section which introduced sacred values (SV) and protected values (PV). Both refer to values which are held as infinite in that people are unwilling to put a price on them or trade them off against secular values, in particular money. However Tetlock and colleagues work on SV conceptualise them as serving a group cohesion function, “The motivation of people to hold SVs is to preserve their identity as full-fledged moral being (p. 293)” while Baron and colleagues see PV as a mental short-cut to efficiently make decisions. An important distinction is that the SV work suggests two parallel sets of motivations (the sacred and the profane), while PV scholars adhere to a model of a single metric of utility. Both theories point to a surprising degree of flexibility in the supposedly infinite SV or PV, which is influenced firstly by context and also by framing.

Tetlock and colleagues (2000) see a sacred value as “possessing infinite or transcendental significance that precludes comparisons, trade-offs or other mingling with secular values”. These untouchable principles cannot be traded off for monetary ones in an economical market (taboo trade-offs), nor can we use cold statistics and hard facts on them (forbidden base-rates), nor can we make ‘what-if’ assumptions about past events and alternative happenings (heretic counterfactuals). Tetlock bases his idea on the Sacred Value Protection Model, which resembles the more well-known dissonance theory but which explains motivations to thoughts and behaviour both as an ego-improving as well as a social reputation-supporting tool. Harm done to sacred values (e.g. by making taboo trade-offs) is compensated for by exhibiting moral outrage towards the offender or if the offender is oneself – moral cleansing (overly moral behaviour to compensate for the transgression).

Baron and Threshner (2000) define protected values in a utilitarian sense: the marginal rate at which one good can substitute another is infinite. The purpose of their study is to test whether protected values are as absolute as they seem when they are first expressed. They test a number of hypotheses (with regards to when trade-offs are made) through experimental design. Important to note here is that they measure digression from a protected value through an expression of guilt, rather than behaviour. For example, if reducing emission of CO2 is my protected values, but I still fly, the action of flying does not discredit my protected values but whether or not I feel guilty about flying.  Baron and Threshner conclude that protected values are often unreflective overgeneralisation, that people are reluctant to believe that protected values can conflict and that it is immoral to make compromises, but will in the end make the trade-off when confronted with it. People also seem to give up values when the probability of harm is low: for example, people may have anti-GMO as a protected value, but if the risk is calculated to be low they are more likely to give up their protected values. They conclude “our results suggest that protected values are strong opinions, weakly held.”

 

GROUP DISCUSSION

HOW CAN THE CONCEPT OF PROTECTED OR SACRED VALUES BY USED IN SOCIAL ECOLOGICAL SYSTEM RESEARCH?

1.    Differences between Baron and Tetlock and how this can be used in our own work

Generally we found Tetlock’s approach to be more valuable to social ecological system (SES) research. Particularly, we found Tetlock’s notion of trade-offs to be helpful, since SES governance and management often involves difficult trade-offs. Sometimes, when a sacred value is pitted against a secular one, we encounter what Tetlock calls a taboo trade-off, which makes most people feel bad. Think about trading off the life of a baby against, say, a thousand euros or a nice car. Most people would find this trade-off immoral, and if someone else is making that decision, you would respond to that person choosing the car over a baby’s life with outrage. Moral outrage is just that, a behavioural expression of anger against those who go against sacred values by choosing a secular one over a sacred one (or even thinking about such a choice!). ‘Moral cleansing’ is when you yourself are making this tough decision (say, protecting nature or selling the piece of land for real estate development). In fact, even thinking about a taboo trade-off makes you feel bad, even if you still choose to keep the patch of pristine nature in the end!  What happens is you then get the urge to show compensation behaviour after making a morally bad decision, or even thinking about it, against sacred values. Yes, you just sold your patch of pure pristine nature to a real-estate agent, but you’ll make up for it, by donating to Greenpeace! These Taboo trade-off dynamics can both impede and assist real life trade-offs with nature (nature is often seen as one of the sacred values we hold).

One of the main differences between Tetlock and Baron, is how each defines values. Tetlock defines values through a theory of social cohesion, whereas Baron bases values entirely on utility. Baron’s thoughts are quite disempowering and imposing, causing the reader moral outrage. It would be interesting to think about how and whether these results as a more individual level can be applied to a societal level, where context and politics plays an even more important role.

2. How are values defined?

There is a useful distinction made between ‘norms’ and ‘moral rules’: They both come from culture, and go beyond formal rules but people usually claim that moral rules are in some way universal (which they wouldn’t necessarily do for norms, like driving on the right side of the road). There do not seem to be any universal (transdisciplinary) definitions of either concept, and so it depends from what school of thought you come if you even have definitions, and if so, what they stipulate. It seems there is some room here for further clarification!

3. Origin of values

At first sight, we observed that values seem not to be universal, since nearly any value you can think of is transgressed in one or more other cultures across the world. However, the thought rose that maybe this is because we simply haven’t phrased the context or the value itself correctly, and if we do so, if we get to the ‘core’ of the value, we would maybe be able to find universal values. Perhaps if we formulate them as wanted ideals, this was a suggestion.

If values are not universal, what does seem universal is our need for ‘having’ values in human societies. This may even be an innate characteristic of human beings, although none of us was certain of such an assertion.

Next, we discussed protected values. What if, by shaking it, we can make any protected value lose its ‘protectedness’ (for instance by insisting on counter examples)? Doesn’t that make the term a bit void? But if we see the protected values as a sort of network, where more than one protected value is tied together with others in a sort of ‘ideology’ network, then it becomes easier to consider the loss of one protected value without doing harm to the whole (and thus the person’s feeling of integrity). We looked at this from an individual’s point of view, but as was later mentioned in the plenary discussions, values are products of society and culture, and so need to be viewed from such an aggregate level too. Having one person lose the ‘protectedness’ of a value due to a counter example doesn’t make the value ‘go down the drain’. Here the social-reputation aspect of values comes into play. Even if you yourself do not ‘believe’ in the protectedness of a value anymore, it is still important for your reputation to not harm that value, because other people still do hold that value sacred.

4. Stockholm Resilience Centre values

What could possibly be a protected value of the SRC? We first made a distinction between what could be protected values of people working at the SRC (assuming there is a certain ‘type’ of people working here, there might be a self-selection process going on resulting in people with like-minded values working here). We, however, were interested more in the values of the SRC as an institution in itself. What would shake the institution to its foundations, if it was refuted? What would no SRC staff member ever want to trade for money, or all the luxury in the world?

We came up with biodiversity first, but it seemed that there were plenty of easy cases in which we could imagine being confronted with a situation where less biodiversity was the more desirable situation (look at BBOP for example). No foundation-shaking shock there. So Resilience was next. However, this did not pass scrutiny either. Social-ecological (linked and interdependent) systems came up next, and we were not able to wholly refute this as a sacred value for the SRC. On the more individual level, we discussed that academic integrity was a value that likely would be central for most SRC staff members. Another prominent share sacred values at the resilience centre is re-connecting to the biosphere.

We could think of reconnecting the biosphere as an axiological value. With that, we simply mean it is part of the ‘study of values’ and not something else (e.g. epistemological). Spinning from that we may have various ontologies: there is a real physical social ecological system, ‘connected’ knowledge, whether local or indigenous is scared (though not everyone agreed on that). The possibilities seem endless, and are at the very least abundant. One hour is definitely not enough to come to the core values of the SRC, this is a conclusion we can draw with certainty! But that said, it is both fun and insightful to try, and experience firsthand how difficult such a thing can be!

Finally, we want to add that understanding the existence of sacred or protected values, and the way in which they influence us – be it through social image and reputation or via heuristic shortcuts in our decision making – can help us SES researchers in understanding (even modelling?) the behaviour of stakeholders in governance structures. This could shed some light on the dynamics in resource management dilemma’s and explain thus-far unexplained ‘deviant’ behaviour of stakeholders that are not playing the game as rational actors.

What are the key frontier research areas for resilience research?

Now that the Resilience 2014 has ended, what do you in the resilience research community think are the most important frontiers of resilience research?

To answer this question Daniel Ospina & I have created a survey to ask the broad community of researchers and practitioners interested in resilience what research areas they believe are key for advancing resilience research in order to reflect the collective set of questions back to that community.

In the survey you will find a list of broad research questions that have been proposed and prioritized through a Delphi process involving over 60 senior and young researchers working of different areas of resilience and social-ecological research.  This Delphi process was conducted by the Resilience Alliance to identify priority research among its research network.

We believe that Resilience2014 attendees represent a much broader set of resilience research would like to identify and reflect upon the collective research priorities of this broader research community.

We estimate this survey will take no more than 5 minutes.  The results will be reported back on here on resilience science.

To reply to the survey here – and thanks.

 

 

 

Cognition in general: SRC Cognition group pt1

A guest post by Nanda Wijermans

Cognition – from hearing people talk around me it has something to do with people’s minds, views and their behaviour  and it is considered  very important. But what can/should we as SES researchers do with it? Actually, what do we mean when we talk about cognition?

To move on from wondering and pondering, we decided to start a reading group on Cognition to  learn and develop a shared understanding through reading and discussing. Recently we had our first thematic session: cognition in general. 

This week’s readings were:

In this selection we focused on getting a general overview, a first step in building common language and knowledge. 

In a 5-minute history-of-cognitive-science-quicky, SRC PhD student, Matteo Giusti described the development of the cognitive sciences of the last century.  The transformation of explaining mental processes and human behaviour starts with behaviourism, i.e. the view of the mind as a black box and introduction of rigour in methodology by focusing on measurable stimulus response behaviours. In the ‘60s classic cognition shifted it’s towards the mind itself. The mind was approached as an information processing system. The most recent change in the ‘90s concerns embodied cognition. Stressing the mind being inherently part of the human body and external world of an individual.

Discussions of the readings:  In general the different overviews were regarded very helpful, particularly, because everyone had heard of bits and pieces but missed connections between them.

Seed & Tomasello (2010) highlight that many of the basic cognitive skills and mental representations used by humans to navigate the social and physical world are possessed by all primates. For instance, all primates understand the behaviour of others in terms of underlying goals & intentions and perception and knowledge.  Apart from differentiating man from other primates on the complex cognitive skills, their main distinguishing feature was attributed to cultural intelligence and the ability of humans to form cultural groups that cooperate and learn.

Gintis (2009) contributed by providing an overview of the economic, psychological, social and biological models of human behaviour and arguing for a unification of the social science with the help of evolutionary game theory. Moreover, Gintis was valuable for our discussion by being quite provocative, highlighting recent debates and providing his own vision. By arguing very strongly for the Rational Actor model he enables both rationality lovers and haters to argue more precisely. For instance that the rational actor model is not the same as a Homo Economicus, what are the boundaries of models, or the differences between routine choices and deliberative choices.

Kolmussen & Agyeman (2010), who move more into our field, addresses pro-environmental behaviour. Along with providing an overview in its own right, our discussions turned into a debate of the usefulness of ‘pro-environmental behaviour’ as a concept for studying social-ecological systems. Who decides what is ‘pro-environmental’ … tricky. What about other concepts such as sense of place?  Pulling it back to cognition, it boils down to what are motives, how are they affected and how can they be studied particularly in relation to behaviour.

Based on all the readings and discussions we brainstormed on topics for our next meetings. One thing was very clear: a dedicated reading session of Rationality is a must-have, which sets the topic for our next meeting in May.

This session was organised by Maja Schlüter, Matteo Giusti, Andrew Merry and his social media network, Tracy van Holt and Nanda Wijermans.

Disaster Memory

Guest post from Erin Bohensky & Anne Leitch

We have recently created a new blog “Disaster Memory: Understanding social memory of extreme events and disasters” (http://disastermemory.wordpress.com/) to explore how human experience of extreme weather and natural disasters is encoded and archived in memory; how individual and collective memory of past events is recalled to make sense of present experience; and how these processes shape society’s responses to natural disasters. The blog provides a space for exploration and exchange of ‘disaster memory’ stories, and in doing so illuminates avenues for learning.

SES-oz

One of the themes currently under discussion in the blog is the role of culture and national identity in disaster memory: in Australia the State Emergency Service (SES) volunteers are in the front line of disaster response and therefore in the front line of experiential learning. Photo by Anne Leitch.

Local, place-based knowledge about social-ecological systems is thought to build resilience to uncertainty and rapid change, such as that posed by natural disasters. Learning from such knowledge is considered critical for societies living in disaster-prone areas such as coastlines, floodplains and peri-urban bushland. Less widely appreciated are the processes by which knowledge is harnessed to respond to disasters. Among these is social memory—“the long-term communal understanding of the dynamics of environmental change, and the transmission of the pertinent experience (McIntosh 2000:24)”—that becomes salient as societies anticipate and recover from disaster events.

While disaster management and risk reduction are expanding to encompass the role of human agency and behaviour, these domains can benefit further from the various scholarly traditions on knowledge and memory and how they relate to resilience. For example, anthropology recognises knowledge as fluid and embedded in social and cultural practice, rather than a static repository of past responses to disturbances without historical context. Cognitive psychology approaches appreciate that memory includes the subjective experience of remembering and that memory is prone to distortions. However, how memory scales up to larger social groups and social-ecological systems and is harnessed in times of need is not always evident. To understand how knowledge may be more effectively brought to bear on disaster resilience we argue that a deeper conceptualisation of knowledge is needed that spans disciplinary boundaries and communities of practice to consider how knowledge is encoded in memory at and across multiple scales. “Disaster Memory” intends to explore this through a series of case studies of different types of disasters around the globe.

We will be chairing a session at Resilience 2014, called “Knowledge for disaster resilience: Exploring memory, governance and resilience in practice” on Tuesday 6 May at 3:40-4:40pm.

Reference:

McIntosh, R. J. 2000. Climate, history and human action. Pages 1–42 in R. J. McIntosh, J. A. Tainter, and S. K. McIntosh, editors. The Way the Wind Blows: Climate, History and Human Action. Columbia University Press, New York, New York, USA.